Method and apparatus for transmitting pilot on multiple antennas

ABSTRACT

A method and apparatus for transmitting using beam are disclosed. A wireless transmit/receive unit (WTRU) may transmit a first physical random access channel (PRACH) preamble to a base station using a first beam at a first power level. The WTRU may receive an indication that the first PRACH preamble was received by the base station. If the indication was received, the WTRU may transmit data. If the indication was not received, the WTRU may select the first beam or a second beam to use for a second PRACH preamble. Further, the first and second beams may be different beams. If the first beam is selected, the WTRU may increase a transmission power level of the second PRACH preamble by a first power ramp step. If the second beam is selected, the WTRU may not increase the transmission power level of the second PRACH preamble by the first power ramp step.

CROSS REFERENCE TO RELATED APPLICATIONS

This application is a continuation of U.S. patent application Ser. No.15/004,342 filed Jan. 22, 2016, which is a continuation of U.S. patentapplication Ser. No. 13/250,238 filed Sep. 30, 2011, which issued asU.S. Pat. No. 9,246,646 on Jan. 26, 2016, which claims the benefit ofU.S. Provisional Application Ser. No. 61/389,112 filed Oct. 1, 2010,61/410,731 filed Nov. 5, 2010, 61/430,928 filed Jan. 7, 2011, 61/442,064filed Feb. 11, 2011, 61/480,162 filed Apr. 28, 2011, and 61/523,120filed Aug. 12, 2011, the contents of which are hereby incorporated byreference herein.

BACKGROUND

Technologies, such as multiple-input multiple-output (MIMO) and transmitdiversity, have been developed to enhance the data throughput on thedownlink. Data transmission requirements on the downlink are normallylarger than those on the uplink. Transmit diversity and MIMO are alsoconsidered for the uplink, which would provide extended coverage andenhanced data rate for the uplink such that the peak data rate imbalancebetween the downlink and the uplink would be reduced.

With the evolution from single antenna transmissions to dual- ormulti-antenna transmissions, additional data throughput enhancementwould be possible. In order to support the dual- or multi-antennatransmissions in the uplink, it would be required to design a controlchannel for carrying pilot and other control information on the secondtransmit antenna.

SUMMARY

A method and an apparatus for transmitting pilots on multiple antennasare disclosed. A wireless transmit/receive unit (WTRU) may transmit aprimary dedicated physical control channel (DPCCH) and at least onesecondary DPCCH via multiple antennas using different channelizationcodes. The secondary DPCCH may carry only pilot symbols. With spreadingfactor of 256, the secondary DPCCH may include ten (10) pilot symbolsincluding four (4) frame synchronization word (FSW) symbols and six (6)non-FSM symbols. The first eight pilot symbols of the secondary DPCCHmay be same as pilot symbols of length eight of the primary DPCCH. Whena compressed mode is configured, the secondary DPCCH may include a samenumber of pilot bits as the primary DPCCH in a normal mode and in acompressed mode, respectively. The transmit power of the secondary DPCCHmay be adjusted based on a ratio of a number of pilot symbols in theprimary DPCCH and a number of pilot symbols in the secondary DPCCH. Whena required transmit power exceeds a maximum allowed transmit power ofthe WTRU, power scaling may be applied equally to the primary DPCCH andthe secondary DPCCH.

For transmission of an enhanced dedicated channel (E-DCH) dedicatedphysical data channel (E-DPDCH), a normalized remaining power margin(NRPM) for an E-DCH transport format combination (E-TFC) selection maybe performed by taking a secondary DPCCH transmit power into account.The secondary DPCCH transmit power may be determined based on a primaryDPCCH power target and a gain factor signaled from a higher layer.

Alternatively, the secondary DPCCH transmit power may be determinedbased on a primary DPCCH power target, a gain factor signaled from ahigher layer, and a secondary DPCCH discontinuous transmission (DTX)cycle, which is defined as a ratio between a number of transmittedsecondary DPCCH slot and a number of slots of one radio frame.

A method and an apparatus for transmitting pilots on multiple antennasare disclosed. A wireless transmit/receive unit (WTRU) may transmit aprimary dedicated physical control channel (DPCCH) and at least onesecondary DPCCH via multiple antennas using different channelizationcodes. When a required transmit power exceeds a maximum allowed transmitpower of the WTRU, power scaling may be applied equally to the primaryDPCCH and the secondary DPCCH, such that a power ratio between theprimary DPCCH and the secondary DPCCH remains the same before scaling asafter scaling. The secondary DPCCH may include a same number of pilotbits as the primary DPCCH both in a normal mode and in a compressedmode, respectively. The same total pilot energy ratio may be maintainedbetween the primary DPCCH and the secondary DPCCH both in a normal modeand in a compressed mode, respectively. An enhanced dedicated channel(E-DCH) dedicated physical data channel (E-DPDCH) may be transmittedtaking a secondary DPCCH into account.

A method and apparatus for transmitting using beam are disclosed. Awireless transmit/receive unit (WTRU) may transmit a first physicalrandom access channel (PRACH) preamble to a base station using a firstbeam at a first power level. The WTRU may then receive an indicationthat the first PRACH preamble was received by the base station. If theindication was received, the WTRU may transmit data. If the indicationwas not received, the WTRU may select the first beam or a second beam touse for a second PRACH preamble. Further, the first and second beams maybe different beams. In addition, if the first beam is selected, the WTRUmay increase a transmission power level of the second PRACH preamble bya first power ramp step to a second power level. The WTRU may thentransmit the second PRACH preamble using the first beam at the secondpower level. If the second beam is selected the WTRU may not increasethe transmission power level of the second PRACH preamble by the firstpower ramp step. The WTRU may then transmit the second PRACH preambleusing the second beam.

In a further example, the WTRU may receive power control commands for anuplink data channel, an uplink control channel and an uplink soundingchannel. Further, a power control loop for the uplink sounding signalmay be different from an uplink power control loop for the uplink datachannel. Also, the WTRU may transmit the uplink control channel, wherethe uplink control channel has a duration less than a slot. In addition,the uplink control channel may be transmitted using a plurality ofantennas.

In an additional example, the first beam may be generated usingbeamforming weights. Also, the second beam may be generated usingbeamforming weights. Moreover, first PRACH preamble may be differentfrom the second PRACH preamble. Also, the second PRACH preamble may betransmitted using the first power level. Additionally, the second PRACHpreamble may be transmitted using a third power level. Further, thesecond PRACH preamble may be transmitted to another base station.

BRIEF DESCRIPTION OF THE DRAWINGS

A more detailed understanding may be had from the following description,given by way of example in conjunction with the accompanying drawingswherein:

FIG. 1A is a system diagram of an example communications system in whichone or more disclosed embodiments may be implemented;

FIG. 1B is a system diagram of an example wireless transmit/receive unit(WTRU) that may be used within the communications system illustrated inFIG. 1A;

FIG. 1C is a system diagram of an example radio access network and anexample core network that may be used within the communications systemillustrated in FIG. 1A;

FIG. 2 shows an example of a WTRU sending two pilot sequences via twoantennas without pre-coding;

FIG. 3 shows an example where a WTRU transmits the second pilot sequencetwo slots before the subframe boundary;

FIG. 4 shows an example implementation of second DPCCH-specific DTXpatterns or cycles;

FIG. 5 shows an example implementation of a single second DPCCH-specificDTX pattern or cycle;

FIG. 6 shows an example transmissions of two E-DCH streams and twoDPCCHs with different power setting while the second E-DCH istransmitted;

FIG. 7 shows example space time transmit diversity (STTD) encoding ofthe transmit power control (TPC) command bits;

FIG. 8 shows an alternative for the DPCCH space-time encoding;

FIG. 9 shows an example repetition transmission of TPC command bits;

FIG. 10 shows a DTX of TPC field bits on the second antenna;

FIG. 11 shows an example of the pair-wise orthogonal bit streams;

FIG. 12 shows an example of binary streams with a length 4;

FIG. 13 shows an example pilot transmission in an uplink transmitdiversity system;

FIG. 14 shows utilizing probing pilots;

FIG. 15 shows an example of fixed length probing pattern;

FIG. 16 shows an example non-codebook based closed-loop transmitbeamforming scheme;

FIGS. 17(A) and 17(B) show examples of two uplink DPCCH burst patternswith different UE_DTX_DRX_Offset;

FIG. 18 shows an example physical random access channel (PRACH)transmission with two transmit antennas in accordance with thisembodiment;

FIG. 19 shows an example transmission of PRACH using antenna switching;

FIG. 20 shows an example PRACH transmission applying beamforming;

FIG. 21 shows an example second DPCCH gating pattern for enhanced phasereference;

FIG. 22 shows an example transmission of the third DPCCH for enhancedphase reference assistance; and

FIG. 23 shows an example implementation of the second DPCCH gatingpattern to mitigate phase discontinuity.

DETAILED DESCRIPTION

FIG. 1A is a diagram of an example communications system 100 in whichone or more disclosed embodiments may be implemented. The communicationssystem 100 may be a multiple access system that provides content, suchas voice, data, video, messaging, broadcast, etc., to multiple wirelessusers. The communications system 100 may enable multiple wireless usersto access such content through the sharing of system resources,including wireless bandwidth. For example, the communications systems100 may employ one or more channel access methods, such as code divisionmultiple access (CDMA), time division multiple access (TDMA), frequencydivision multiple access (FDMA), orthogonal FDMA (OFDMA), single-carrierFDMA (SC-FDMA), and the like.

As shown in FIG. 1A, the communications system 100 may include wirelesstransmit/receive units (WTRUs) 102 a, 102 b, 102 c, 102 d, a radioaccess network (RAN) 104, a core network 106, a public switchedtelephone network (PSTN) 108, the Internet 110, and other networks 112,though it will be appreciated that the disclosed embodiments contemplateany number of WTRUs, base stations, networks, and/or network elements.Each of the WTRUs 102 a, 102 b, 102 c, 102 d may be any type of deviceconfigured to operate and/or communicate in a wireless environment. Byway of example, the WTRUs 102 a, 102 b, 102 c, 102 d may be configuredto transmit and/or receive wireless signals and may include userequipment (UE), a mobile station, a fixed or mobile subscriber unit, apager, a cellular telephone, a personal digital assistant (PDA), asmartphone, a laptop, a netbook, a personal computer, a wireless sensor,consumer electronics, and the like.

The communications systems 100 may also include a base station 114 a anda base station 114 b. Each of the base stations 114 a, 114 b may be anytype of device configured to wirelessly interface with at least one ofthe WTRUs 102 a, 102 b, 102 c, 102 d to facilitate access to one or morecommunication networks, such as the core network 106, the Internet 110,and/or the networks 112. By way of example, the base stations 114 a, 114b may be a base transceiver station (BTS), a Node-B, an eNode B, a HomeNode B, a Home eNode B, a site controller, an access point (AP), awireless router, and the like. While the base stations 114 a, 114 b areeach depicted as a single element, it will be appreciated that the basestations 114 a, 114 b may include any number of interconnected basestations and/or network elements.

The base station 114 a may be part of the RAN 104, which may alsoinclude other base stations and/or network elements (not shown), such asa base station controller (BSC), a radio network controller (RNC), relaynodes, etc. The base station 114 a and/or the base station 114 b may beconfigured to transmit and/or receive wireless signals within aparticular geographic region, which may be referred to as a cell (notshown). The cell may further be divided into cell sectors. For example,the cell associated with the base station 114 a may be divided intothree sectors. Thus, in one embodiment, the base station 114 a mayinclude three transceivers, i.e., one for each sector of the cell. Inanother embodiment, the base station 114 a may employ multiple-inputmultiple output (MIMO) technology and, therefore, may utilize multipletransceivers for each sector of the cell.

The base stations 114 a, 114 b may communicate with one or more of theWTRUs 102 a, 102 b, 102 c, 102 d over an air interface 116, which may beany suitable wireless communication link (e.g., radio frequency (RF),microwave, infrared (IR), ultraviolet (UV), visible light, etc.). Theair interface 116 may be established using any suitable radio accesstechnology (RAT).

More specifically, as noted above, the communications system 100 may bea multiple access system and may employ one or more channel accessschemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA, and the like. Forexample, the base station 114 a in the RAN 104 and the WTRUs 102 a, 102b, 102 c may implement a radio technology such as Universal MobileTelecommunications System (UMTS) Terrestrial Radio Access (UTRA), whichmay establish the air interface 116 using wideband CDMA (WCDMA). WCDMAmay include communication protocols such as High-Speed Packet Access(HSPA) and/or Evolved HSPA (HSPA+). HSPA may include High-Speed DownlinkPacket Access (HSDPA) and/or High-Speed Uplink Packet Access (HSUPA).

In another embodiment, the base station 114 a and the WTRUs 102 a, 102b, 102 c may implement a radio technology such as Evolved UMTSTerrestrial Radio Access (E-UTRA), which may establish the air interface116 using Long Term Evolution (LTE) and/or LTE-Advanced (LTE-A).

In other embodiments, the base station 114 a and the WTRUs 102 a, 102 b,102 c may implement radio technologies such as IEEE 802.16 (i.e.,Worldwide Interoperability for Microwave Access (WiMAX)), CDMA2000,CDMA2000 1×, CDMA2000 EV-DO, Interim Standard 2000 (IS-2000), InterimStandard 95 (IS-95), Interim Standard 856 (IS-856), Global System forMobile communications (GSM), Enhanced Data rates for GSM Evolution(EDGE), GSM EDGE (GERAN), and the like.

The base station 114 b in FIG. 1A may be a wireless router, Home Node B,Home eNode B, or access point, for example, and may utilize any suitableRAT for facilitating wireless connectivity in a localized area, such asa place of business, a home, a vehicle, a campus, and the like. In oneembodiment, the base station 114 b and the WTRUs 102 c, 102 d mayimplement a radio technology such as IEEE 802.11 to establish a wirelesslocal area network (WLAN). In another embodiment, the base station 114 band the WTRUs 102 c, 102 d may implement a radio technology such as IEEE802.15 to establish a wireless personal area network (WPAN). In yetanother embodiment, the base station 114 b and the WTRUs 102 c, 102 dmay utilize a cellular-based RAT (e.g., WCDMA, CDMA2000, GSM, LTE,LTE-A, etc.) to establish a picocell or femtocell. As shown in FIG. 1A,the base station 114 b may have a direct connection to the Internet 110.Thus, the base station 114 b may not be required to access the Internet110 via the core network 106.

The RAN 104 may be in communication with the core network 106, which maybe any type of network configured to provide voice, data, applications,and/or voice over internet protocol (VoIP) services to one or more ofthe WTRUs 102 a, 102 b, 102 c, 102 d. For example, the core network 106may provide call control, billing services, mobile location-basedservices, pre-paid calling, Internet connectivity, video distribution,etc., and/or perform high-level security functions, such as userauthentication. Although not shown in FIG. 1A, it will be appreciatedthat the RAN 104 and/or the core network 106 may be in direct orindirect communication with other RANs that employ the same RAT as theRAN 104 or a different RAT. For example, in addition to being connectedto the RAN 104, which may be utilizing an E-UTRA radio technology, thecore network 106 may also be in communication with another RAN (notshown) employing a GSM radio technology.

The core network 106 may also serve as a gateway for the WTRUs 102 a,102 b, 102 c, 102 d to access the PSTN 108, the Internet 110, and/orother networks 112. The PSTN 108 may include circuit-switched telephonenetworks that provide plain old telephone service (POTS). The Internet110 may include a global system of interconnected computer networks anddevices that use common communication protocols, such as thetransmission control protocol (TCP), user datagram protocol (UDP) andthe internet protocol (IP) in the TCP/IP internet protocol suite. Thenetworks 112 may include wired or wireless communications networks ownedand/or operated by other service providers. For example, the networks112 may include another core network connected to one or more RANs,which may employ the same RAT as the RAN 104 or a different RAT.

Some or all of the WTRUs 102 a, 102 b, 102 c, 102 d in thecommunications system 100 may include multi-mode capabilities, i.e., theWTRUs 102 a, 102 b, 102 c, 102 d may include multiple transceivers forcommunicating with different wireless networks over different wirelesslinks. For example, the WTRU 102 c shown in FIG. 1A may be configured tocommunicate with the base station 114 a, which may employ acellular-based radio technology, and with the base station 114 b, whichmay employ an IEEE 802 radio technology.

FIG. 1B is a system diagram of an example WTRU 102. As shown in FIG. 1B,the WTRU 102 may include a processor 118, a transceiver 120, atransmit/receive element 122, a speaker/microphone 124, a keypad 126, adisplay/touchpad 128, non-removable memory 106, removable memory 132, apower source 134, a global positioning system (GPS) chipset 136, andother peripherals 138. It will be appreciated that the WTRU 102 mayinclude any sub-combination of the foregoing elements while remainingconsistent with an embodiment.

The processor 118 may be a general purpose processor, a special purposeprocessor, a conventional processor, a digital signal processor (DSP), aplurality of microprocessors, one or more microprocessors in associationwith a DSP core, a controller, a microcontroller, Application SpecificIntegrated Circuits (ASICs), Field Programmable Gate Array (FPGAs)circuits, any other type of integrated circuit (IC), a state machine,and the like. The processor 118 may perform signal coding, dataprocessing, power control, input/output processing, and/or any otherfunctionality that enables the WTRU 102 to operate in a wirelessenvironment. The processor 118 may be coupled to the transceiver 120,which may be coupled to the transmit/receive element 122. While FIG. 1Bdepicts the processor 118 and the transceiver 120 as separatecomponents, it will be appreciated that the processor 118 and thetransceiver 120 may be integrated together in an electronic package orchip.

The transmit/receive element 122 may be configured to transmit signalsto, or receive signals from, a base station (e.g., the base station 114a) over the air interface 116. For example, in one embodiment, thetransmit/receive element 122 may be an antenna configured to transmitand/or receive RF signals. In another embodiment, the transmit/receiveelement 122 may be an emitter/detector configured to transmit and/orreceive IR, UV, or visible light signals, for example. In yet anotherembodiment, the transmit/receive element 122 may be configured totransmit and receive both RF and light signals. It will be appreciatedthat the transmit/receive element 122 may be configured to transmitand/or receive any combination of wireless signals.

In addition, although the transmit/receive element 122 is depicted inFIG. 1B as a single element, the WTRU 102 may include any number oftransmit/receive elements 122. More specifically, the WTRU 102 mayemploy MIMO technology. Thus, in one embodiment, the WTRU 102 mayinclude two or more transmit/receive elements 122 (e.g., multipleantennas) for transmitting and receiving wireless signals over the airinterface 116.

The transceiver 120 may be configured to modulate the signals that areto be transmitted by the transmit/receive element 122 and to demodulatethe signals that are received by the transmit/receive element 122. Asnoted above, the WTRU 102 may have multi-mode capabilities. Thus, thetransceiver 120 may include multiple transceivers for enabling the WTRU102 to communicate via multiple RATs, such as UTRA and IEEE 802.11, forexample.

The processor 118 of the WTRU 102 may be coupled to, and may receiveuser input data from, the speaker/microphone 124, the keypad 126, and/orthe display/touchpad 128 (e.g., a liquid crystal display (LCD) displayunit or organic light-emitting diode (OLED) display unit). The processor118 may also output user data to the speaker/microphone 124, the keypad126, and/or the display/touchpad 128. In addition, the processor 118 mayaccess information from, and store data in, any type of suitable memory,such as the non-removable memory 106 and/or the removable memory 132.The non-removable memory 106 may include random-access memory (RAM),read-only memory (ROM), a hard disk, or any other type of memory storagedevice. The removable memory 132 may include a subscriber identitymodule (SIM) card, a memory stick, a secure digital (SD) memory card,and the like. In other embodiments, the processor 118 may accessinformation from, and store data in, memory that is not physicallylocated on the WTRU 102, such as on a server or a home computer (notshown).

The processor 118 may receive power from the power source 134, and maybe configured to distribute and/or control the power to the othercomponents in the WTRU 102. The power source 134 may be any suitabledevice for powering the WTRU 102. For example, the power source 134 mayinclude one or more dry cell batteries (e.g., nickel-cadmium (NiCd),nickel-zinc (NiZn), nickel metal hydride (NiMH), lithium-ion (Li-ion),etc.), solar cells, fuel cells, and the like.

The processor 118 may also be coupled to the GPS chipset 136, which maybe configured to provide location information (e.g., longitude andlatitude) regarding the current location of the WTRU 102. In additionto, or in lieu of, the information from the GPS chipset 136, the WTRU102 may receive location information over the air interface 116 from abase station (e.g., base stations 114 a, 114 b) and/or determine itslocation based on the timing of the signals being received from two ormore nearby base stations. It will be appreciated that the WTRU 102 mayacquire location information by way of any suitablelocation-determination method while remaining consistent with anembodiment.

The processor 118 may further be coupled to other peripherals 138, whichmay include one or more software and/or hardware modules that provideadditional features, functionality and/or wired or wirelessconnectivity. For example, the peripherals 138 may include anaccelerometer, an e-compass, a satellite transceiver, a digital camera(for photographs or video), a universal serial bus (USB) port, avibration device, a television transceiver, a hands free headset, aBluetooth® module, a frequency modulated (FM) radio unit, a digitalmusic player, a media player, a video game player module, an Internetbrowser, and the like.

FIG. 1C is a system diagram of the RAN 104 and the core network 106according to an embodiment. As noted above, the RAN 104 may employ aUTRA radio technology to communicate with the WTRUs 102 a, 102 b, 102 cover the air interface 116. The RAN 104 may also be in communicationwith the core network 106. As shown in FIG. 1C, the RAN 104 may includeNode-Bs 140 a, 140 b, 140 c, which may each include one or moretransceivers for communicating with the WTRUs 102 a, 102 b, 102 c overthe air interface 116. The Node-Bs 140 a, 140 b, 140 c may each beassociated with a particular cell (not shown) within the RAN 104. TheRAN 104 may also include RNCs 142 a, 142 b. It will be appreciated thatthe RAN 104 may include any number of Node-Bs and RNCs while remainingconsistent with an embodiment.

As shown in FIG. 1C, the Node-Bs 140 a, 140 b may be in communicationwith the RNC 142 a. Additionally, the Node-B 140 c may be incommunication with the RNC 142 b. The Node-Bs 140 a, 140 b, 140 c maycommunicate with the respective RNCs 142 a, 142 b via an Iub interface.The RNCs 142 a, 142 b may be in communication with one another via anIur interface. Each of the RNCs 142 a, 142 b may be configured tocontrol the respective Node-Bs 140 a, 140 b, 140 c to which it isconnected. In addition, each of the RNCs 142 a, 142 b may be configuredto carry out or support other functionality, such as outer loop powercontrol, load control, admission control, packet scheduling, handovercontrol, macrodiversity, security functions, data encryption, and thelike.

The core network 106 shown in FIG. 1C may include a media gateway (MGW)144, a mobile switching center (MSC) 146, a serving GPRS support node(SGSN) 148, and/or a gateway GPRS support node (GGSN) 150. While each ofthe foregoing elements are depicted as part of the core network 106, itwill be appreciated that any one of these elements may be owned and/oroperated by an entity other than the core network operator.

The RNC 142 a in the RAN 104 may be connected to the MSC 146 in the corenetwork 106 via an IuCS interface. The MSC 146 may be connected to theMGW 144. The MSC 146 and the MGW 144 may provide the WTRUs 102 a, 102 b,102 c with access to circuit-switched networks, such as the PSTN 108, tofacilitate communications between the WTRUs 102 a, 102 b, 102 c andtraditional land-line communications devices.

The RNC 142 a in the RAN 104 may also be connected to the SGSN 148 inthe core network 106 via an IuPS interface. The SGSN 148 may beconnected to the GGSN 150. The SGSN 148 and the GGSN 150 may provide theWTRUs 102 a, 102 b, 102 c with access to packet-switched networks, suchas the Internet 110, to facilitate communications between and the WTRUs102 a, 102 b, 102 c and IP-enabled devices.

As noted above, the core network 106 may also be connected to thenetworks 112, which may include other wired or wireless networks thatare owned and/or operated by other service providers.

The embodiments below will be explained with reference to WCDMA by wayof example. It should be noted that the embodiments disclosed below areapplicable to any wireless communication systems including, but notlimited to, Long Term Evolution (LTE), cdma2000, WiMax, etc. It shouldalso be noted that the embodiments will be explained with reference touplink dual-stream transmissions with two transmit antennas by way ofexample, but the embodiments are applicable to more than two streams oftransmissions with more than two transmit antennas.

Hereafter, the terms “first pilot” and “primary pilot” will be usedinterchangeably, and “second pilot” and “secondary pilot” will be usedinterchangeably. A “pilot sequence” (or pilot signals or pilot symbols)may refer to a control channel carrying a pilot sequence, such as adedicated physical control zchannel (DPCCH). A DPCCH is used as anexample of the pilot channel. Hereafter, the terms “first DPCCH,”“primary DPCCH,” and “DPCCH1” will be used interchangeably, and theterms “second DPCCH,” “secondary DPCCH,” “S-DPCCH,” and “DPCCH2” will beused interchangeably.

A WTRU may transmit two (or more) pilot sequences, (i.e., soundingchannels or reference signals), via two (or more) antennas. The pilotsequences may or may not be orthogonal. The first and second pilotsequences may be transmitted on different antennas, or pre-coded andtransmitted via two antennas on different beams. FIG. 2 shows an exampleof a WTRU 200 sending two pilot sequences via two antennas 208 withoutpre-coding. The first and second pilot sequences are modulated bymodulation mappers 202, spread by spreading blocks 204, and multipliedwith a scrambling code by a scrambling block 206, and transmitted viatwo antennas 208, respectively. The pilot sequences, (e.g., DPCCH1 andDPCCH2), may be precoded as shown in FIG. 16, as an example. In FIG. 16,the first DPCCH and other uplink channels (e.g., E-DPDCH, E-DPCCH,DPDCH, and HS-DPCCH) are precoded with a vector 1 by a precoding block1602, and the second DPCCH is precoded with a vector 2 by a precodingblock 1604, which has a phase change with respect to precoding vector 1applied on the first DPCCH and other uplink channels.

When a WTRU is operating in closed loop transmit diversity (CLTD) with asingle stream or dual streams (i.e., UL MIMO), the receiver, (e.g., theNodeB), may estimate the spatial channel with the pilot sequences todemodulate or detect the data coherently and to determine the bestuplink pre-coding weights to be used at the WTRU for the nexttransmission to the NodeB.

The WTRU may transmit the second pilot, (e.g., a secondary DPCCH), in atleast one of the following cases: (1) when there is data beingtransmitted (e.g., on an enhanced dedicated channel (E-DCH)), (2) whenthere are two data streams being transmitted, (3) periodically, (4)during compressed mode gaps, (4) with the first pilot, (5) with thefirst pilot when there are two data streams, (6) with the first pilotwhen there is data being transmitted, (7) with the first pilot whenthere is no data being transmitted, or (8) periodically in place of thefirst pilot, (e.g., once every N-th transmission opportunity,alternatively once every N-th slot, TTI, or the like). In order toreduce the overhead, the secondary pilot may be discontinuouslytransmitted and/or transmitted at a lower power compared to the primarypilot.

In case where the pilot sequences are pre-coded, the second pilotsequence transmitted on a second beam may be considered an overhead fromthe data modulation point of view. In order to reduce the overhead, theWTRU may transmit the second pilot sequence periodically for a fractionof the time. The duty cycle for the second pilot sequence may beconfigured by the NodeB or any other network entity. The change of thepre-coding weight may be aligned with an uplink E-DCH subframe (e.g., 2ms or 10 ms transmission time interval (TTI)). To account for the delayin transmission and NodeB processing, the second pilot may betransmitted prior to the subframe boundary. FIG. 3 shows an examplewhere a WTRU transmits the second pilot sequence (during shaded slots)two slots before the subframe boundary. This allows one slot delay forthe NodeB processing and another slot for transmitting the newpre-coding weight information to the WTRU (assuming a one slot physicallayer message).

The second pilot may be transmitted at a lower rate, (e.g., every Nslots, subframes, or frames, etc.), and may be transmitted in groups ofmultiple consecutive slots or bursts. The operation parameters for thesecond pilot, (such as power offset, timing delay, rate and burst size,etc.), may be configured by the network via RRC signalling or some ofthese parameters, (e.g., timing, burst size, etc.), may be configured inthe specifications.

Alternatively, in order to reduce the second DPCCH overhead, the DTXoperations of DPCCHs may be controlled on a per-DPCCH basis. Two UL DTXstate variables, UL_DTX_Active(1) and UL_DTX_Active(2), may be definedand individually maintained and evaluated for the first and secondDPCCHs. The WTRU may control the transmission of the first and secondDPCCHs on a per-DPCCH basis.

In one example, UL_DTX_Active(1) may be set to “False” andUL_DTX_Active(2) may be set to “True” so that the second DPCCH isperiodically DTXed while the first DPCCH and other channels on the firststream or antenna may be continuously transmitted.

In another example, both UL_DTX_Active(1) and UL_DTX_Active(2) are setto “True”, but different DPCCH burst patterns may be configured for thefirst and second DPCCHs to discontinuously transmit the second DPCCHwhile allowing the first DPCCH transmission.

An S-DPCCH-specific DTX pattern or cycle may be defined for the S-DPCCHin combination with the semi-static WTRU antenna configuration. Forexample, the S-DPCCH-specific DTX pattern or cycle may be linked to theWTRU antenna configuration status. The WTRU may be configured to operatewith more than one S-DPCCH-specific DTX pattern or cycle for theS-DPCCH, and the activation status of at least one S-DPCCH-specific DTXpattern or cycle may be linked to the antenna configuration status ofthe WTRU, (e.g., whether the WTRU is operating in UL CLTD or not, or ifthe WTRU is configured to operate with the uplink channel transmitted onone of the two antennas, with the S-DPCCH transmitted on the otherantenna). Table 1 shows example WTRU antenna configuration. Some of theconfigurations may not be supported. The WTRU may be configured to useone of the other configuration via an HS-SCCH order or RRC signalling.

TABLE 1 Conventional channels (DPCCH, E-DPCCH, E-DPDCH, Config. # NameDPDCH, HS-DPCCH) S-DPCCH 1 Normal UL CLTD Primary precoding vectorSecondary operations precoding vector 2 Switched antenna PhysicalAntenna 1 Physical Antenna 2 mode 3 Physical Antenna 2 Physical Antenna1 4 No Tx diversity Physical Antenna 1 De-activated antenna 1 5 No Txdiversity Physical Antenna 2 De-activated antenna 2

In one implementation, the WTRU may be configured with twoS-DPCCH-specific DTX patterns or cycles for the S-DPCCH. The WTRU may beconfigured with these S-DPCCH-specific DTX pattern or cycle parameters,for example, via RRC signalling. One or more of these parameters may befixed in the specifications.

The WTRU applies the first (short) S-DPCCH-specific DTX pattern or cyclewhen it is configured to operate in a normal UL CLTD mode (i.e.,configuration #1 in Table 1). The WTRU may be configured to apply thisS-DPCCH-specific DTX pattern regardless of the conventional DPCCH DTXactivation status. The WTRU may then apply the second (long)S-DPCCH-specific DTX pattern or cycle when it is configured to operatein a “switch antenna” mode with the S-DPCCH sent on the diversityantenna (e.g., configuration #2 and configuration #3 in Table 1). FIG. 4shows an example implementation of S-DPCCH-specific DTX pattern orcycle. In FIG. 4, the WTRU is configured to configuration #1 (i.e.,operating in UL CLTD mode) and then configured via an HS-SCCH order toconfiguration #2 or #3.

In another implementation, the WTRU may be configured with a single(long) S-DPCCH-specific DTX pattern or cycle for the S-DPCCH. The WTRUmay apply the (long) DTX pattern when it is configured to a switchantenna mode (i.e., configurations #2 and #3). When the WTRU is notconfigured to a switched antenna mode, no S-DPCCH-specific DTX patternor cycle may be applied. FIG. 5 shows an example implementation of asingle S-DPCCH-specific DTX pattern or cycle. In FIG. 5, the WTRU isconfigured to configuration #1 (operating in UL CLTD mode) and thenconfigured via an HS-SCCH order to configuration #2 or #3.

In both of the implementations above, the WTRU may be configured with aninfinitely long DTX cycle, which would in effect be equivalent tode-activating the S-DPCCH altogether. Thus, configurations #4 and #5 inTable 1 may become identical as configurations #2 and #3 with aninfinite DTX cycle.

An additional DTX, for example, linked to the conventional DPCCH CPC DTXmechanism may be applied on top of the S-DPCCH-specific DTX. Forexample, the WTRU may be configured to transmit the S-DPCCH when theprimary DPCCH is also transmitted.

The S-DPCCH-specific DTX pattern may be dynamically activated anddeactivated via an HS-SCCH order or other signaling. The activationstatus of the S-DPCCH-specific DTX pattern or cycle may be linked to theconventional DPCCH DTX activation status. The S-DPCCH-specific DTXpattern or cycle may be activated/deactivated whenever the conventionalDPCCH DTX is activated/deactivated.

In dual-stream operations, the NodeB may use the second pilot todemodulate the data on the second stream. This may require betterchannel estimates. In one embodiment, the WTRU may transmit the secondpilot continuously when the second stream is transmitted, at a different(e.g., higher) power setting. FIG. 6 shows an example transmission oftwo E-DCH streams and two DPCCHs with different power setting while thesecond E-DCH is transmitted. In FIG. 6, the second DPCCH is transmittedat a higher power level (602) when the second E-DCH stream (604) istransmitted.

The WTRU may transmit the second pilot at a higher power level relativeto the normal periodic power level before the start of the subframecarrying the data on the second stream. The WTRU may transmit the secondpilot at a higher power level after the subframe carrying the data onthe second stream is completed. This may allow the NodeB to furtherimprove its channel estimate for data demodulation.

The WTRU may transmit the second pilot at a higher power level when theNodeB configures the WTRU to the dual stream mode. This allows the NodeBto further improve its channel estimate for channel coding. This may beachieved by having the WTRU transmit the second pilot at a higher powerafter receiving an indication by the network. Alternatively, the WTRUmay transmit the second pilot at a higher power level periodically.

The WTRU may transmit the second pilot at a higher power level if thesecond pilot is sent on a channel which has control data, (e.g., aDPCCH). If the dual stream operation allows for independent E-DCHtransport format combination (E-TFC) selection to be made on each of thestreams, independent control data and independent pilot may betransmitted for each stream. In one embodiment, the WTRU may transmittwo independent DPCCHs (first and second DPCCHs). Alternatively, theWTRU may send control data for both streams on one DPCCH and anindependent pilot sequence on the other DPCCH.

Alternatively, the WTRU may transmit a separate sounding channel for ULchannel rank estimation and/or precoding weights estimation. Thesounding channel may provide a known signal or a set of signals to theNodeB from which it may estimate the channel rank and optimal precoding.The WTRU may not transmit the sounding channel when dual streams aretransmitted. The sounding channel may be periodically transmitted whendual streams are not transmitted. Alternatively, the sounding channelmay be periodically transmitted regardless of the dual streamtransmissions. The sounding channel may be transmitted based on atrigger event that may be provided by the NodeB.

The sounding channel may include a configurable set of transmissionsthat may provide channel and scheduling information to the NodeB. Thetransmission on the sounding channel may be transmitted using theavailable channel precoding either sequentially or in parallel or insome predetermined combination. For example, the sounding channel maytransmit its predefined signals in sequence using each of the availableprecoding configurations (or a defined subset of precodingconfigurations) for a subframe. The NodeB may then estimate the channelperformance for that WTRU in each of the precoding configuration. If thesounding channel does not contain any control information, the soundingchannel may be transmitted at a lower power level than that of the DPCCHwhich contains control information. Alternatively, the sounding channelmay be transmitted from each of the available antennas in sequence, forthe case where precoding is not applied to the sounding channel.

Embodiments for power control upon weight change are disclosedhereafter. When the WTRU changes its precoding weight, it may impact theNodeB receive power and signal-to-interference ratio (SIR) for thatWTRU. If the channel does not change significantly between the time theNodeB estimates the channel, determines the best precoding weight,signals the information to the WTRU, and the WTRU applies the newweight, the change in receive power at the NodeB would be positive. Thatis, after a change of the pre-coding weight, the SIR with respect to theWTRU would be improved at the NodeB, and the SIR would be higher thanthe target SIR at the NodeB, thus creating an excess noise rise andforcing the NodeB to issue a transmit power control (TPC) down commandto the WTRU. To avoid such noise rise overshoots and power controlinstability, the WTRU may adjust its transmission power when pre-codingweights are changed, potentially depending on the TPC command receivedby all NodeBs in its active set.

In one embodiment, the WTRU may be configured by the network to reducethe first DPCCH transmission power by a configured amount, (e.g., 1 dB),when pre-coding weights are changed. The WTRU may reduce (oralternatively hold) the DPCCH power in the slot where the new pre-codingweights are applied. By reducing the DPCCH power, since it is used as apower reference for other physical channels, the entire WTRU transmitpower would be reduced.

In another embodiment, the WTRU may override the TPC command. The WTRUmay disregard the TPC command for the slot where a change of precodingweight occurs and apply a TPC “Down” command. Alternatively, the WTRUmay hold the power of the DPCCH by overriding the TPC command.

In another embodiment, the WTRU may override the TPC command receivedfrom the radio link set (RLS) containing the serving NodeB to a “Down”command. This would force the WTRU to power down by Δ_(TPC), which isdetermined by the power control procedure. Alternatively, for such casesa different value of Δ_(TPC) than the one used for normal power controlmay be configured for the WTRU.

In another embodiment, the WTRU may reduce or hold the power of theDPCCH in the slots where a pre-coding weights change occurs if the TPCcommand issued by the RLS including the serving NodeB was “Up,”regardless of the TPC commands from other RLS.

In another embodiment, the WTRU may receive a specific power controlcommand as part of the command with the precoding weights change. Thismay allow the NodeB to estimate the correct power level for thetransmissions from the WTRU using the new precoding weights and allowthe TPC command to either be ignored for the first transmission or allowthe TPC procedure to operate as normal allowing for the TPC command tobe compensated for in the specific power control command.

Embodiments for transmission of pilot and non-pilot fields are explainedhereafter. The slot format of the second DPCCH may or may not be thesame as the first DPCCH. With the same DPCCH slot format for bothDPCCHs, the NodeB may use the same channel estimation block and mayexpect similar quality of channel estimates for both DPCCHs.

Alternatively, a different DPCCH slot format may be defined for thesecond DPCCH. For example, since the WTRU may need to transmit a singleTPC command on the uplink DPCCH, a new slot format for the second DPCCHmay not have a TPC field. Alternatively, a new slot format for thesecond DPCCH may contain only pilot bits.

The WTRU may be configured with different DPCCH slot formats for thesecond DPCCH, and the slot format may be signalled by the network. Table2 shows example slot formats for the second DPCCH. In Table 2, the slotformats 4*˜8 are newly added to the conventional DPCCH slot formats. TheN_(DTX) column indicates the number of DTX bits in the slot format. TheDTX bits may not be consecutive at the end of the slot, and some or allof those DTX bits may appear at the beginning or any place of the slot,depending on the configuration.

TABLE 2 Slot Channel Channel Transmitted Format Bit Rate Symbol RateBits/ Bits/ slots per radio #i (kbps) (ksps) SF Frame Slot N_(pilot)N_(TPC) N_(TFCI) N_(FBI) N_(DTX) frame 0 15 15 256 150 10 6 2 2 0 0 150A 15 15 256 150 10 5 2 3 0 0 10-14  0B 15 15 256 150 10 4 2 4 0 0 8-9 1 15 15 256 150 10 8 2 0 0 0 8-15 2 15 15 256 150 10 5 2 2 1 0 15 2A 1515 256 150 10 4 2 3 1 0 10-14  2B 15 15 256 150 10 3 2 4 1 0 8-9  3 1515 256 150 10 7 2 0 1 0 8-15 4 15 15 256 150 10 6 4 0 0 0 8-15 4* 15 15256 150 10 6 0 0 0 4 8-15 5 15 15 256 150 10 7 0 0 0 3 8-15 6 15 15 256150 10 8 0 0 0 2 8-15 7 15 15 256 150 10 9 0 0 0 1 8-15 8 15 15 256 15010 10 0 0 0 0 8-15

In another embodiment, the WTRU may be configured with a single DPCCHslot format for both first and second DPCCHs, and the WTRU may apply DTXto the bits in the fields that do not need to be transmitted on thesecond DPCCH (i.e., “non-applicable fields”). The set of non-applicablefields may be pre-defined in the specifications, which may include, forexample, the TPC field. Alternatively, the set of non-applicable fieldsmay be defined by higher level signalling when the second DPCCH isconfigured.

In another embodiment, the WTRU may transmit non-pilot field informationon the second DPCCH, (such as TPC, transport formation combinationindicator (TFCI), or feedback information (FBI)).

Embodiments for transmitting the non-pilot field(s) such as TPC commandin a DPCCH transmitted on the second antenna or beam in operations witha single power control loop are disclosed hereafter.

In one embodiment, the bits in the non-pilot field such as TPC commandbits may be transmitted in a space time transmit diversity (STTD)fashion. FIG. 7 shows example STTD encoding of the TPC command bits. Two(or more than two) TPC command bits are STTD encoded and transmitted viatwo antennas (or beams). When the number of non-pilot bits is odd, theWTRU may encode one of the pilot bits for STTD encoding.

Alternatively, the WTRU may derive the entire bit sequence of the secondDPCCH by applying a space-time encoder to the first DPCCH sequence. FIG.8 shows an alternative for the DPCCH space-time encoding. The bitsequence for DPCCH1 is processed by a space-time encoder 802 to generatea bit sequence for DPCCH2, (i.e., secondary DPCCH (S-DPCCH)). The outputof the space-time encoder mapped to the second DPCCH may be orthogonalto the bit sequence for the first DPCCH.

For example, Alamouti STTD encoder may be used for generating orthogonalDPCCH2 sequence. This can be done on pair of bits over the entire slot.For the ten (10) symbols DPCCH slot, this may be realized by using thebit mapping as shown in Table 3, where the “−” sign operator reversesthe associated bit value.

TABLE 3 DPCCH1  b₀ b₁  b₂ b₃  b₄ b₅  b₆ b₇  b₈ B₉ DPCCH2 −b₁ b₀ −b₃ b₂−b₅ b₄ −b₇ b₆ −b₉ B₈

Alternatively, the space-time mapping may be applied to a subset of thefields of the first DPCCH.

In another embodiment, the non-pilot field such as TPC field may berepeatedly transmitted over two antennas/beams. The same bits aretransmitted with equal power from the two antennas/beams. FIG. 9 showsan example repetition transmission of TPC command bits.

In another embodiment, the non-pilot field such as TPC filed may beDTXed on the second DPCCH, as shown in FIG. 10. FIG. 10 shows a DTX ofTPC field bits on the second antenna.

When configured, the TPC field in the DPCCH slot format (see Table 2)may be of size 2 or 4 bits. Since the TPC field carries the informationfor a single TPC command (i.e., 1 bit), a specific TPC bit pattern iscurrently specified for each transmit power control command as shown inTable 4

TABLE 4 TPC Bit Pattern N_(TPC) = 2 N_(TPC) = 4 Transmitter power B₀ b₁b₀ b₁ b₂ b₃ control command 1 1 1 1 1 1 1 0 0 0 0 0 0 0

In one embodiment, the TPC bit pattern used for carrying the TPC commandon the second DPCCH may be modified to improve detection and channelestimation reliability at the NodeB (e.g., by using the TPC field asextra pilot bits in decision-directed mode). The TPC bit pattern for thesecond DPCCH may be orthogonal to the TPC bit pattern for the firstDPCCH. This may be achieved, for example, by reversing half of the TPCbits in the bit patterns. Tables 5-7 show examples of the TPC bitpattern for the second DPCCH.

TABLE 5 TPC Bit Pattern N_(TPC) = 2 N_(TPC) = 4 Transmitter power b₀ b₁b₀ b₁ b₂ b₃ control command 1 0 1 0 1 0 1 0 1 0 1 0 1 0

TABLE 6 TPC Bit Pattern N_(TPC) = 2 N_(TPC) = 4 Transmitter power b₀ b₁b₀ b₁ b₂ b₃ control command 1 0 1 1 0 0 1 0 1 0 0 1 1 0

TABLE 7 TPC Bit Pattern N_(TPC) = 2 N_(TPC) = 4 Transmitter power b₀ b₁b₀ b₁ b₂ b₃ control command 0 1 0 1 0 1 1 1 0 1 0 1 0 0

After calculating the value of the upcoming TPC command, the WTRU mayapply the conventional TPC bit pattern (as shown in Table 4) to the TPCfield of the first DPCCH and apply the corresponding (e.g., orthogonal)TPC bit pattern (e.g., as shown in Tables 5-7) to the TPC field of thesecond DPCCH.

The S-DPCCH may carry 8 pilot bits each slot and the rest 2 bits may beused for control information signalling. That is, each S-DPCCH slot maycontain 8-bit pilot field and 2-bit non-pilot field before spreadingoperation. In order to have a reliable transmission of the 2-bitnon-pilot field of the S-DPCCH, the 2-bit non-pilot field may beprecoded using the precoding weight vector applied on the DPCCH whilethe 8-bit pilot field may be precoded using the precoding weight vectororthogonal to the one applied on the DPCCH.

Defined that the primary precoding weight vector to be applied on theDPCCH is ω₁, the DPCCH gain factor is ß_(c), and the associatedsecondary precoding weight vector orthogonal to ω₁ is ω₂. The non-pilotfield of the S-DPCCH may be precoded with ω₁ and the gain factor of thenon-pilot field of the S-DPCCH may be set to ß_(c), and the pilot fieldof the S-DPCCH may be precoded with ω₂ and the gain factor of the pilotfield of the S-DPCCH may be set to γß_(c). Alternatively, the non-pilotfield of the S-DPCCH may be precoded with ω₁ and the gain factor of thenon-pilot field of the S-DPCCH may be set to γß_(c), and the pilot fieldof the S-DPCCH may be precoded with ω₂ and the gain factor of the pilotfield of the S-DPCCH may be set to γß_(c).

An uplink DPCCH power control preamble is used for initialization ofdata transmission on a radio link. The length of the power controlpreamble N_(pcp) is signalled by a higher layer. For WTRUs with twotransmit antennas, when N_(pcp)>0, the uplink DPCCH power controlpreamble may be transmitted in any of the following ways.

In one embodiment, the uplink DPCCH power control preamble may betransmitted on both antennas, one DPCCH on each antenna. Without loss ofgenerality the first DPCCH may be transmitted on antenna 1 using thelegacy pilot bit pattern, and the second DPCCH may be transmitted onantenna 2 using the pilot bit pattern, that may be orthogonal to the oneused in the first DPCCH, as disclosed above. The transport formatcombination index (TFCI) field on both DPCCHs, if present, may be filledwith “0” bits. Other non-pilot fields, such as FBI and TPC bits may betransmitted using embodiments as disclosed above.

In another embodiment, the first DPCCH power control preamble may betransmitted but the second DPCCH power control preamble may be DTXed.

In another embodiment, the first DPCCH power control preamble may betransmitted and the second DPCCH power control preamble may be DTXedduring a first pre-defined time period (e.g., the full length or halflength of the preamble length, or some other defined period), and duringthe next time period, the second DPCCH power control preamble istransmitted and the first DPCCH power control preamble may be DTXed (oralternatively both DPCCH power control preambles may be transmitted).The predefined period maybe defined in the specification or by higherlayer signalling.

Embodiments for power adjustment of the first and second DPCCHs inuplink power control are disclosed hereafter. There may be one or morethan one uplink power control loop established between the WTRU and theNodeB.

If one power control loop is used, one TPC command is received by theWTRU to control the transmit power of the UL DPCCHs. Based on thereceived TPC command over a TPC command combining period, the WTRUderives a single TPC command, TPC_cmd, by the appropriate power controlalgorithm, and derives the change in DPCCH power with respect to itsprevious value, which is denoted by Δ_(DPCCH) (in dB), and adjusts thetransmit power of the uplink DPCCHs with a step of Δ_(DPCCH) (in dB)which is given by:Δ_(DPCCH)=Δ_(TPC)×TPC_cmd.  Equation (1)

During the uplink DPCCH power control preamble, the WTRU may derive thechange in DPCCH power with respect to its previous value, which isdenoted by Δ_(DPCCH) (in dB), and adjust the total transmit power of theuplink DPCCH power control preamble with a step of Δ_(DPCCH) (in dB) asin equation (1). Based on the derived change in uplink DPCCH transmitpower, Δ_(DPCCH), the WTRU may control the transmit power of the firstDPCCH and second DPCCH (if it is configured) based on the combined TPCcommand by one or any combination of the following embodiments.

In one embodiment, the WTRU may equally allocate the power to two pilotchannels as follows:Δ_(DPCCH1)=Δ_(DPCCH2)=(Δ_(DPCCH))/2.  Equation (2)

In another embodiment, the WTRU may allocate power inverselyproportional to the length of pilot respectively used in the first andsecond DPCCHs as follows:Δ_(DPCCH)=Δ_(DPCCH1)+Δ_(DPCCH2), and  Equation (3)Δ_(DPCCH2)=(N _(pilot1) /N _(pilot2))×(Δ_(DPCCH1)).  Equation (4)

In another embodiment, before UL synchronization is reached, the WTRUmay allocate the total adjustable DPCCH power among two pilot channelsin such a way that increases the first DPCCH power while decreasing thesecond DPCCH power to speed up the UL synchronization, (i.e., Δ_(DPCCH2)may be smaller than Δ_(DPCCH1)). Δ_(DPCCH2) may be negative. This wouldbe advantageous in case where UL synchronization primitives at NodeBsare based on the first DPCCH quality or cyclic redundancy check (CRC)check.

In another embodiment, the WTRU may adjust the transmit power of thefirst and second UL DPCCHs with a step of Δ_(DPCCH) and(Δ_(DPCCH)+Δ_(WTRU) _(_) _(sec) _(_) _(dpcch) _(_) _(backoff)), whereΔ_(WTRU) _(_) _(sec) _(_) _(dpcch) _(_) _(backoff) backoff denotes thepower offset for the second DPCCH with respect to the first DPCCH, whichmay be set by higher layers or pre-defined in specification ordynamically signalled to the WTRU by the NodeB, (e.g., over a high speedshared control channel (HS-SCCH) order) or any of DL control channels orsome higher layer signalling.

In another embodiment, the WTRU may use any of the above embodiments bytaking antenna imbalance into account when adjusting the transmit powerof first and second DPCCHs. For example, assuming that the firstembodiment (i.e., equally allocate the power change) is used, by takingpower imbalance (PI) between two antennas into account, the DPCCH poweroffsets may be calculated as follows:Δ_(DPCCH1)=(Δ_(DPCCH)+PI)/2, and  Equation (5)Δ_(DPCCH2)=(Δ_(DPCCH)−PI)/2.  Equation (6)This embodiment may be useful for the case that two DPCCHs are notpre-coded.

If two UL power control loops are used, two TPC commands are received bythe WTRU to individually control the transmit power of the UL DPCCHs.The conventional uplink power control rules may be reused for the secondDPCCH.

Any of the above embodiments may be used to partition the initial DPCCHpower signaled from a high layer used for the legacy DPCCH into theinitial transmit powers for the first DPCCH and the second DPCCH when ULTx diversity is used for DPCCH.

Any of the above embodiments to adjust a transmit power of the first andsecond DPCCHs or DPCCH power control preamble may be applied to aphysical random access channel (PRACH) which uses UL Tx diversity, forexample, to split the power ramp step, ΔP₀, for two preambles on aPRACH, or to split the transmission power offset of the control part ofthe random access message with respect to the power of the lasttransmitted preamble, i.e., P_(p-m) [dB].

When the WTRU transmits two DPCCHs to the NodeB, the uplinksynchronisation primitives may be estimated based on the quality of bothfirst and second DPCCHs. Alternatively, the uplink synchronisationprimitives may be estimated based on the quality of the first DPCCH.Alternatively, the uplink synchronisation primitives may be estimatedbased on the quality of the filtered first and second DPCCHs.

For MIMO transmission schemes such as precoding-based MIMO transmissionand space time transmit diversity (STTD)/space time block coding (STBC)at the receiver, the channels from different transmit antennas need tobe known or estimated before symbol detection. This may be performedwith the pilot bits which are known both at the transmitter and thereceiver. For multiple transmit antennas, the pilot sequencestransmitted from two or multiple antennas may be orthogonal to eachother.

Tables 8 and 9 show the conventional DPCCH pilot bit patterns fordifferent length of the pilot bits N_(pilot). The f_(x) columns (x=1 . .. 4) of the pilot bit pattern are defined as frame synchronization word(FSW) which may be used to confirm frame synchronization. The value ofthe pilot bit pattern other than FSWs is “1.” For a pilot bit pattern ina slot with a given length N_(pilot), N_(f) is the number of FSWs andN_(r) is the number of non-FSWs. In Tables 8 and 9, there are fourdifferent FSW sequences, identified by f₁ . . . f₄.

TABLE 8 N_(pilot) = 3 N_(pilot) = 4 N_(pilot) = 5 N_(pilot) = 6 Bit # 01 2 0 1 2 3 0 1 2 3 4 0 1 2 3 4 5 Pattern f₁ f₂ I I f₁ f₂ I f₁ f₂ I f₃f₄ I F₁ f₂ I f₃ f₄ Slot #0 1 1 1 1 1 1 1 1 1 1 1 0 1 1 1 1 1 0 1 0 0 1 10 0 1 0 0 1 1 0 1 0 0 1 1 0 2 0 1 1 1 0 1 1 0 1 1 0 1 1 0 1 1 0 1 3 0 01 1 0 0 1 0 0 1 0 0 1 0 0 1 0 0 4 1 0 1 1 1 0 1 1 0 1 0 1 1 1 0 1 0 1 51 1 1 1 1 1 1 1 1 1 1 0 1 1 1 1 1 0 6 1 1 1 1 1 1 1 1 1 1 0 0 1 1 1 1 00 7 1 0 1 1 1 0 1 1 0 1 0 0 1 1 0 1 0 0 8 0 1 1 1 0 1 1 0 1 1 1 0 1 0 11 1 0 9 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 10 0 1 1 1 0 1 1 0 1 1 0 1 10 1 1 0 1 11 1 0 1 1 1 0 1 1 0 1 1 1 1 1 0 1 1 1 12 1 0 1 1 1 0 1 1 0 10 0 1 1 0 1 0 0 13 0 0 1 1 0 0 1 0 0 1 1 1 1 0 0 1 1 1 14 0 0 1 1 0 0 10 0 1 1 1 1 0 0 1 1 1

TABLE 9 N_(pilot) = 7 N_(pilot) = 8 Bit # 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7Pattern I f₁ f₂ I f₃ f₄ I I f₁ I f₂ I f₃ I f₄ Slot #0 1 1 1 1 1 0 1 1 11 1 1 1 1 0 1 1 0 0 1 1 0 1 1 0 1 0 1 1 1 0 2 1 0 1 1 0 1 1 1 0 1 1 1 01 1 3 1 0 0 1 0 0 1 1 0 1 0 1 0 1 0 4 1 1 0 1 0 1 1 1 1 1 0 1 0 1 1 5 11 1 1 1 0 1 1 1 1 1 1 1 1 0 6 1 1 1 1 0 0 1 1 1 1 1 1 0 1 0 7 1 1 0 1 00 1 1 1 1 0 1 0 1 0 8 1 0 1 1 1 0 1 1 0 1 1 1 1 1 0 9 1 1 1 1 1 1 1 1 11 1 1 1 1 1 10 1 0 1 1 0 1 1 1 0 1 1 1 0 1 1 11 1 1 0 1 1 1 1 1 1 1 0 11 1 1 12 1 1 0 1 0 0 1 1 1 1 0 1 0 1 0 13 1 0 0 1 1 1 1 1 0 1 0 1 1 1 114 1 0 0 1 1 1 1 1 0 1 0 1 1 1 1

Embodiments for a new pilot bit sequence for the second antenna forchannel estimation of the multi-dimensional channel matrix are disclosedhereafter. The new pilot patterns may be designed using the conventionalpilot patterns and transforming them into a new set of pilot patterns(e.g., with the orthogonal properties) to be used on the secondantenna/beam. This approach may be used to derive a new set of pilotsequences maintaining the FSW correlation properties.

When the number of pilot bits is even, orthogonality may be achievedwithin one single pilot field in a given slot. The order in which theFSW and non-FSW vectors are organized may be maintained as theconventional pilot field. To obtain an orthogonal sequence for evennumber of pilot bits, a subset (corresponding to the half of the pilotsequence length) of the FSW vectors may be reversed. Table 10 shows anexample pilot sequence generated in this way.

TABLE 10 N_(pilot) = 4 N_(pilot) = 6 N_(pilot) = 8 Bit # 0 1 2 3 0 1 2 34 5 0 1 2 3 4 5 6 7 Pattern I −f₁ −f₂ I I −f₁ −f₂ I −f₃ f₄ I −f₁ I −f₂ I−f₃ I −f₄ Slot #0 1 0 0 1 1 0 0 1 0 0 1 0 1 0 1 0 1 1 1 1 1 1 1 1 1 1 10 0 1 1 1 1 1 0 1 1 2 1 1 0 1 1 1 0 1 1 1 1 1 1 0 1 1 1 0 3 1 1 1 1 1 11 1 1 0 1 1 1 1 1 1 1 1 4 1 0 1 1 1 0 1 1 1 1 1 0 1 1 1 1 1 0 5 1 0 0 11 0 0 1 0 0 1 0 1 0 1 0 1 1 6 1 0 0 1 1 0 0 1 1 0 1 0 1 0 1 1 1 1 7 1 01 1 1 0 1 1 1 0 1 0 1 1 1 1 1 1 8 1 1 0 1 1 1 0 1 0 0 1 1 1 0 1 0 1 1 91 0 0 1 1 0 0 1 0 1 1 0 1 0 1 0 1 0 10 1 1 0 1 1 1 0 1 1 1 1 1 1 0 1 1 10 11 1 0 1 1 1 0 1 1 0 1 1 0 1 1 1 0 1 0 12 1 0 1 1 1 0 1 1 1 0 1 0 1 11 1 1 1 13 1 1 1 1 1 1 1 1 0 1 1 1 1 1 1 0 1 0 14 1 1 1 1 1 1 1 1 0 1 11 1 1 1 0 1 0

In another embodiment, the non-FSW bits may be reversed. Because forN_(pilot)=4 and N_(pilot)=8 exactly half of the pattern sequencesconsist of non-FSW bits, this embodiment may be implemented by invertingall the non-FSW bits (from 1 to 0). For N_(pilot)=6, 2 out of the 6 bits(for each slot) are non-FSW bits. Thus, in this case, one FSW bit may beinverted to keep the orthogonality. The resulting example bit patternsare shown in Table 11.

TABLE 11 N_(pilot) = 4 N_(pilot) = 6 N_(pilot) = 8 Bit # 0 1 2 3 0 1 2 34 5 0 1 2 3 4 5 6 7 Pattern −I f₁ f₂ −I −I f₁ f₂ −I f₃ −f₄ −I f₁ −I f₂−I f₃ −I f₄ Slot #0 0 1 1 0 0 1 0 0 1 1 0 1 0 1 0 1 0 0 1 0 0 0 0 0 0 10 1 1 0 0 0 0 0 1 0 0 2 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 0 0 0 00 1 0 0 1 0 0 0 0 0 0 0 0 4 0 1 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 1 5 0 1 10 0 1 0 0 1 1 0 1 0 1 0 1 0 0 6 0 1 1 0 0 1 0 0 0 1 0 1 0 1 0 0 0 0 7 01 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 8 0 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 0 09 0 1 1 0 0 1 0 0 1 0 0 1 0 1 0 1 0 1 10 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 00 1 11 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 1 0 1 12 0 1 0 0 0 1 1 0 0 1 0 1 00 0 0 0 0 13 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 1 14 0 0 0 0 0 0 1 0 1 00 0 0 0 0 1 0 1

The WTRU and the NodeB may simply invert the appropriate bits, dependingon the configuration. This may be done for both cases where thesequences are generated using binary shift-register circuits and wherethe sequences are hard-coded in a table (in which case a single tablemay be needed if the inverters are properly implemented).

While for even-numbered N_(pilot) orthogonality may be maintained on aper time slot basis, when N_(pilot) is odd numbered, there is 1 bitresidue left in the correlation that would destroy the orthogonality. Inorder to maintain orthogonality for an odd number of pilot symbols, theorthogonality may be applied across two slots instead of one slot.

In one embodiment, two pilot patterns may be created for the secondpilot (pattern A and B). The WTRU may transmit pattern A and Balternating in time. Alternatively, the WTRU may transmit pattern Aduring even slots and pattern B during odd slots of a radio frame.Example pilot patterns for odd number of pilot symbols that aregenerated by reversing FSW bits are shown in Tables 12 and 13.

TABLE 12 N_(pilot) = 3 N_(pilot) = 3 N_(pilot) = 5 N_(pilot) = 5 A B A BBit # 0 1 2 0 1 2 0 1 2 3 4 0 1 2 3 4 Pattern −f₁ −f₂ I −f₁ f₂ I −f₁ −f₂I −f₃ f₄ −f₁ −f₂ I f₃ f₄ Slot #0 0 0 1 0 1 1 0 0 1 0 0 0 0 1 1 0 1 1 1 11 0 1 1 1 1 0 0 1 1 1 1 0 2 1 0 1 1 1 1 1 0 1 1 1 1 0 1 0 1 3 1 1 1 1 01 1 1 1 1 0 1 1 1 0 0 4 0 1 1 0 0 1 0 1 1 1 1 0 1 1 0 1 5 0 0 1 0 1 1 00 1 0 0 0 0 1 1 0 6 0 0 1 0 1 1 0 0 1 1 0 0 0 1 0 0 7 0 1 1 0 0 1 0 1 11 0 0 1 1 0 0 8 1 0 1 1 1 1 1 0 1 0 0 1 0 1 1 0 9 0 0 1 0 1 1 0 0 1 0 10 0 1 1 1 10 1 0 1 1 1 1 1 0 1 1 1 1 0 1 0 1 11 0 1 1 0 0 1 0 1 1 0 1 01 1 1 1 12 0 1 1 0 0 1 0 1 1 1 0 0 1 1 0 0 13 1 1 1 1 0 1 1 1 1 0 1 1 11 1 1 14 1 1 1 1 0 1 1 1 1 0 1 1 1 1 1 1

TABLE 13 N_(pilot) = 7 N_(pilot) = 7 A B Bit # 0 1 2 3 4 5 6 0 1 2 3 4 56 Pattern I −f₁ −f₂ I −f₃ −f₄ I I −f₁ −f₂ I −f₃ f₄ I Slot 1 0 0 1 0 0 11 0 0 1 0 0 1 #0 1 1 1 1 1 0 0 1 1 1 1 1 0 0 1 2 1 1 0 1 1 1 1 1 1 0 1 11 1 3 1 1 1 1 1 0 1 1 1 1 1 1 0 1 4 1 0 1 1 1 1 1 1 0 1 1 1 1 1 5 1 0 01 0 0 1 1 0 0 1 0 0 1 6 1 0 0 1 1 0 1 1 0 0 1 1 0 1 7 1 0 1 1 1 0 1 1 01 1 1 0 1 8 1 1 0 1 0 0 1 1 1 0 1 0 0 1 9 1 0 0 1 0 1 1 1 0 0 1 0 1 1 101 1 0 1 1 1 1 1 1 0 1 1 1 1 11 1 0 1 1 0 1 1 1 0 1 1 0 1 1 12 1 0 1 1 10 1 1 0 1 1 1 0 1 13 1 1 1 1 0 1 1 1 1 1 1 0 1 1 14 1 1 1 1 0 1 1 1 1 11 0 1 1

In another embodiment, the orthogonality requirement may be relaxed byintroducing the concept of pair-wise orthogonality, which requires thatany of the consecutively paired bits in the two pilot patterns beorthogonal. FIG. 11 shows an example of the pair-wise orthogonal bitstreams.

Denote the bits from the primary pilot pattern sent to the first antennaas: C_(p1)(n), n=0, 1, 2, . . . , N_(pilot)−1. For the secondary pilotbit pattern that is sent to the second antenna, the pair-wiseorthogonality can be achieved by inverting every other bits of theprimary pilot pattern as follows:

$\begin{matrix}{{C_{p\; 2}(n)} = \left\{ {\begin{matrix}{{C_{p\; 1}(n)}\mspace{14mu}{for}\mspace{14mu}{even}\mspace{14mu} n} \\{\overset{\_}{C_{p\; 1}(n)}\mspace{14mu}{for}\mspace{14mu}{odd}\mspace{14mu} n}\end{matrix},} \right.} & {{Equation}\mspace{14mu}(7)}\end{matrix}$where C represents the operation of inverting the bit. The process maybe repeated on the pilot bit pattern for every slot.

By designing the secondary pilot pattern this way, the bit position ofthe FSW of the new pilot pattern may be the same as that of conventionalpilot pattern, the autocorrelation of the FSWs of the new pilot bitpattern may be no worse than that of the conventional pilot bit pattern,and the cross-correlation between the FSWs and the non-FSWs and otherFSWs of the new pilot bit pattern may be no worse than that of legacypilot pattern.

The same principle may be applied to the cases where the number of pilotbits is even. In combination of both even and odd number of pilot bits,Table 14 shows example secondary pilot patterns for N_(pilot)=3, 4, 5and 6, and Table 15 shows example secondary pilot patterns forN_(pilot)=7 and 8.

TABLE 14 N_(pilot) = 3 N_(pilot) = 4 N_(pilot) = 5 N_(pilot) = 6 Bit # 01 2 0 1 2 3 0 1 2 3 4 0 1 2 3 4 5 Slot #0 1 0 1 1 0 1 0 1 0 1 0 0 1 0 10 1 1 1 0 1 1 1 1 0 0 0 1 1 0 0 1 1 0 0 1 1 2 0 0 1 1 1 1 0 0 0 1 1 1 11 1 0 0 0 3 0 1 1 1 1 0 0 0 1 1 1 0 1 1 0 0 0 1 4 1 1 1 1 0 0 0 1 1 1 11 1 0 0 0 0 0 5 1 0 1 1 0 1 0 1 0 1 0 0 1 0 1 0 1 1 6 1 0 1 1 0 1 0 1 01 1 0 1 0 1 0 0 1 7 1 1 1 1 0 0 0 1 1 1 1 0 1 0 0 0 0 1 8 0 0 1 1 1 1 00 0 1 0 0 1 1 1 0 1 1 9 1 0 1 1 0 1 0 1 0 1 0 1 1 0 1 0 1 0 10 0 0 1 1 11 0 0 0 1 1 1 1 1 1 0 0 0 11 1 1 1 1 0 0 0 1 1 1 0 1 1 0 0 0 1 0 12 1 11 1 0 0 0 1 1 1 1 0 1 0 0 0 0 1 13 0 1 1 1 1 0 0 0 1 1 0 1 1 1 0 0 1 014 0 1 1 1 1 0 0 0 1 1 0 1 1 1 0 0 1 0

TABLE 15 N_(pilot) = 7 N_(pilot) = 8 Bit # 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7Slot #0 1 0 1 0 1 1 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 1 1 21 1 1 0 0 0 1 1 1 1 0 1 1 1 0 3 1 1 0 0 0 1 1 1 1 1 1 1 1 1 1 4 1 0 0 00 0 1 1 0 1 1 1 1 1 0 5 1 0 1 0 1 1 1 1 0 1 0 1 0 1 1 6 1 0 1 0 0 1 1 10 1 0 1 1 1 1 7 1 0 0 0 0 1 1 1 0 1 1 1 1 1 1 8 1 1 1 0 1 1 1 1 1 1 0 10 1 1 9 1 0 1 0 1 0 1 1 0 1 0 1 0 1 0 10 1 1 1 0 0 0 1 1 1 1 0 1 1 1 011 1 0 0 0 1 0 1 1 0 1 1 1 0 1 0 12 1 0 0 0 0 1 1 1 0 1 1 1 1 1 1 13 1 10 0 1 0 1 1 1 1 1 1 0 1 0 14 1 1 0 0 1 0 1 1 1 1 1 1 0 1 0

In another embodiment, the secondary pilot pattern may be generated witha different inverting pattern (e.g., inverting even bits) for thepair-wise orthogonality. Tables 16 and 17 show example secondary pilotbit patterns in this way.

TABLE 16 N_(pilot) = 3 N_(pilot) = 4 N_(pilot) = 5 N_(pilot) = 6 Bit # 01 2 0 1 2 3 0 1 2 3 4 0 1 2 3 4 5 Slot #0 0 1 0 0 1 0 1 0 1 0 1 1 0 1 01 0 0 1 1 0 0 0 0 1 1 1 0 0 1 1 0 0 1 1 0 0 2 1 1 0 0 0 0 1 1 1 0 0 0 00 0 1 1 1 3 1 0 0 0 0 1 1 1 0 0 0 1 0 0 1 1 1 0 4 0 0 0 0 1 1 1 0 0 0 00 0 1 1 1 1 1 5 0 1 0 0 1 0 1 0 1 0 1 1 0 1 0 1 0 0 6 0 1 0 0 1 0 1 0 10 0 1 0 1 0 1 1 0 7 0 0 0 0 1 1 1 0 0 0 0 1 0 1 1 1 1 0 8 1 1 0 0 0 0 11 1 0 1 1 0 0 0 1 0 0 9 0 1 0 0 1 0 1 0 1 0 1 0 0 1 0 1 0 1 10 1 1 0 0 00 1 1 1 0 0 0 0 0 0 1 1 1 11 0 0 0 0 1 1 1 0 0 0 1 0 0 1 1 1 0 1 12 0 00 0 1 1 1 0 0 0 0 1 0 1 1 1 1 0 13 1 0 0 0 0 1 1 1 0 0 1 0 0 0 1 1 0 114 1 0 0 0 0 1 1 1 0 0 1 0 0 0 1 1 0 1

TABLE 17 N_(pilot) = 7 N_(pilot) = 8 Bit # 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7Slot #0 0 1 0 1 0 0 0 0 1 0 1 0 1 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 20 0 0 1 1 1 0 0 0 0 1 0 0 0 1 3 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 4 0 1 1 11 1 0 0 1 0 0 0 0 0 1 5 0 1 0 1 0 0 0 0 1 0 1 0 1 0 0 6 0 1 0 1 1 0 0 01 0 1 0 0 0 0 7 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 8 0 0 0 1 0 0 0 0 0 0 1 01 0 0 9 0 1 0 1 0 1 0 0 1 0 1 0 1 0 1 10 0 0 0 1 1 1 0 0 0 0 1 0 0 0 111 0 1 1 1 0 1 0 0 1 0 0 0 1 0 1 12 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 13 0 01 1 0 1 0 0 0 0 0 0 1 0 1 14 0 0 1 1 0 1 0 0 0 0 0 0 1 0 1

In another embodiment, the pair-wise orthogonality may be maintainedacross slot boundaries in a range of entire radio frame. For example forN_(pilot)=3 with inverting odd bits, the secondary pilot bit pattern maybe generated as:C _(p1) ¹(0), C _(p1) ¹(1),C _(p1) ¹(2), C _(p1) ²(0),C _(p1) ²(1), C_(p1) ²(2),C _(p1) ³(0), C _(p1) ³(1),C _(p1) ³(2), . . . ,where the superscript represents the slot number. The example resultingpilot bit patterns are shown in Tables 18 and 19.

TABLE 18 N_(pilot) = 3 N_(pilot) = 4 N_(pilot) = 5 N_(pilot) = 6 Bit # 01 2 0 1 2 3 0 1 2 3 4 0 1 2 3 4 5 Slot #0 1 0 1 1 0 1 0 1 0 1 0 0 1 0 10 1 1 1 1 0 0 0 0 1 1 1 0 0 1 1 0 0 1 1 0 0 2 0 0 1 1 1 1 0 0 0 1 1 1 11 1 0 0 0 3 1 0 0 0 0 1 1 1 0 0 0 1 0 0 1 1 1 0 4 1 1 1 1 0 0 0 1 1 1 11 1 0 0 0 0 0 5 0 1 0 0 1 0 1 0 1 0 1 1 0 1 0 1 0 0 6 1 0 1 1 0 1 0 1 01 1 0 1 0 1 0 0 1 7 0 0 0 0 1 1 1 0 0 0 0 1 0 1 1 1 1 0 8 0 0 1 1 1 1 00 0 1 0 0 1 1 1 0 1 1 9 0 1 0 0 1 0 1 0 1 0 1 0 0 1 0 1 0 1 10 0 0 1 1 11 0 0 0 1 1 1 1 1 1 0 0 0 11 0 0 0 0 1 1 1 0 0 0 1 0 0 1 1 1 0 1 12 1 11 1 0 0 0 1 1 1 1 0 1 0 0 0 0 1 13 1 0 0 0 0 1 1 1 0 0 1 0 0 0 1 1 0 114 0 1 1 1 1 0 0 0 1 1 0 1 1 1 0 0 1 0

TABLE 19 N_(pilot) = 7 N_(pilot) = 8 Bit # 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7Slot #0 1 0 1 0 1 1 1 1 0 1 0 1 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 21 1 1 0 0 0 1 1 1 1 0 1 1 1 0 3 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 4 1 0 0 00 0 1 1 0 1 1 1 1 1 0 5 0 1 0 1 0 0 0 0 1 0 1 0 1 0 0 6 1 0 1 0 0 1 1 10 1 0 1 1 1 1 7 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 8 1 1 1 0 1 1 1 1 1 1 0 10 1 1 9 0 1 0 1 0 1 0 0 1 0 1 0 1 0 1 10 1 1 1 0 0 0 1 1 1 1 0 1 1 1 011 0 1 1 1 0 1 0 0 1 0 0 0 1 0 1 12 1 0 0 0 0 1 1 1 0 1 1 1 1 1 1 13 0 01 1 0 1 0 0 0 0 0 0 1 0 1 14 1 1 0 0 1 0 1 1 1 1 1 1 0 1 0

Alternatively, even bits may be inverted instead. For example, whenN_(pilot)=3, another set of pilot bit pattern may be created as follows:C _(p1) ¹(0),C _(p1) ¹(1), C _(p1) ¹(2),C _(p1) ²(0), C _(p1) ²(1),C_(p1) ²(2), C _(p1) ³(0),C _(p1) ³(1), C _(p1) ³(2), . . . .

The example bit patterns are shown in Tables 20 and 21.

TABLE 20 N_(pilot) = 3 N_(pilot) = 4 N_(pilot) = 5 N_(pilot) = 6 Bit # 01 2 0 1 2 3 0 1 2 3 4 0 1 2 3 4 5 Slot #0 0 1 0 0 1 0 1 0 1 0 1 1 0 1 01 0 0 1 0 1 1 1 1 0 0 0 1 1 0 0 1 1 0 0 1 1 2 1 1 0 0 0 0 1 1 1 0 0 0 00 0 1 1 1 3 0 1 1 1 1 0 0 0 1 1 1 0 1 1 0 0 0 1 4 0 0 0 0 1 1 1 0 0 0 00 0 1 1 1 1 1 5 1 0 1 1 0 1 0 1 0 1 0 0 1 0 1 0 1 1 6 0 1 0 0 1 0 1 0 10 0 1 0 1 0 1 1 0 7 1 1 1 1 0 0 0 1 1 1 1 0 1 0 0 0 0 1 8 1 1 0 0 0 0 11 1 0 1 1 0 0 0 1 0 0 9 1 0 1 1 0 1 0 1 0 1 0 1 1 0 1 0 1 0 10 1 1 0 0 00 1 1 1 0 0 0 0 0 0 1 1 1 11 1 1 1 1 0 0 0 1 1 1 0 1 1 0 0 0 1 0 12 0 00 0 1 1 1 0 0 0 0 1 0 1 1 1 1 0 13 0 1 1 1 1 0 0 0 1 1 0 1 1 1 0 0 1 014 1 0 0 0 0 1 1 1 0 0 1 0 0 0 1 1 0 1

TABLE 21 N_(pilot) = 7 N_(pilot) = 8 Bit # 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7Slot #0 0 1 0 1 0 0 0 0 1 0 1 0 1 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 1 1 20 0 0 1 1 1 0 0 0 0 1 0 0 0 1 3 1 1 0 0 0 1 1 1 1 1 1 1 1 1 1 4 0 1 1 11 1 0 0 1 0 0 0 0 0 1 5 1 0 1 0 1 1 1 1 0 1 0 1 0 1 1 6 0 1 0 1 1 0 0 01 0 1 0 0 0 0 7 1 0 0 0 0 1 1 1 0 1 1 1 1 1 1 8 0 0 0 1 0 0 0 0 0 0 1 01 0 0 9 1 0 1 0 1 0 1 1 0 1 0 1 0 1 0 10 0 0 0 1 1 1 0 0 0 0 1 0 0 0 111 1 0 0 0 1 0 1 1 0 1 1 1 0 1 0 12 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 13 1 10 0 1 0 1 1 1 1 1 1 0 1 0 14 0 0 1 1 0 1 0 0 0 0 0 0 1 0 1

The pair-wise orthogonality may be further generalized to have a biggerorthogonal block size. Any block of L consecutive bits may be orthogonalbetween the primary and secondary pilot sequences, where L may be anyeven number. FIG. 12 shows an example of binary streams with L=4.

For example, for L=4, a secondary pilot bit pattern may be generated asfollows:

$\begin{matrix}{{C_{p\; 2}(n)} = \left\{ {\begin{matrix}{C_{p\; 1}(n)} & {{{if}\mspace{14mu}{mod}\mspace{14mu}\left( {n,4} \right)} = {0\mspace{14mu}{or}\mspace{14mu} 1}} \\\overset{\_}{C_{p\; 1}(n)} & {{{if}\mspace{14mu}{mod}\mspace{14mu}\left( {n,4} \right)} = {2\mspace{14mu}{or}\mspace{14mu} 3}}\end{matrix},{n = 0},1,2,\ldots\mspace{14mu},{N_{pilot} - 1}} \right.} & {{Equation}\mspace{14mu}(8)}\end{matrix}$where mod(x,4) presents the modulo 4 operation performed over variablex.

Different inverting patterns may be used and the orthogonality may bemaintained across slot boundaries.

Channel estimation with the pairwise orthogonal pilots are disclosedhereafter. Without loss generality, an uplink TX diversity system with2×1 antenna configuration will be used to illustrate channel estimationfrom the pilot bit patterns disclosed above when N_(pilot) is oddnumbered.

FIG. 13 shows an example pilot transmission in an uplink TX diversitysystem. The primary and secondary pilots are separately mapped tosymbols by modulation mappers 1302, (e.g., binary phase shift keying(BPSK) symbols), spread by spreading blocks 1304, and scrambled byscrambling blocks 1306 with scrambling code before sent to the twoantennas 1308 for transmission. In the modulation mapping operation, thepilot bits in a slot may be mapped to BPSK symbols.

With the pair-wise orthogonality property, the secondary pilot symbolscan be expressed as:C _(p2)(n)=(−1)^(n) C _(p1)(n).  Equation (9)

At the receiver side, the received signal is processed by a descramblingblock 1322, a rake receiver 1324, and a dispreading block 1326.

Concatenating the processing in the TX and RX chains, the signal at theoutput of the despreader may be written as follows:y(n)=h ₁(n)C _(p1)(n)+h ₂(n)C _(p2)(n)+n(n)=h ₁(n)C _(p1)(n)+h₂(n)(−1)^(n) C _(p1)(n)+n(n),  Equation (10)where h₁(n) and h₂(n) are equivalent channel state information (CSI) forthe propagation paths of antenna 1 and 2, respectively. n(n) is thenoise term.

For odd numbered N_(pilot), two sets of averages may be performed whencorrelating with original pilot symbols to make use of all the symbols:one over the symbols ranging from 0 to N_(pilot)−2, and the other onefrom 1 to N_(pilot)−1. The channel estimation may be resulted from thepair-wise combining as follows:

$\begin{matrix}{{{{\hat{h}}_{1}(n)} = {{{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}{{y(n)}{C_{p\; 1}(n)}}}} + {\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 1}^{N_{pilot} - 1}{{y(n)}{C_{p\; 1}(n)}}}}} = {{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}\left\lbrack {\left( {{y(n)}{C_{p\; 1}(n)}} \right\rbrack + {{y\left( {n + 1} \right)}{C_{p\; 1}\left( {n + 1} \right)}}} \right)}} = {{{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}\left\lbrack {\left( {{h_{1}(n)} + {\left( {- 1} \right)^{n}{h_{2}(n)}}} \right) + \left( {{h_{1}(n)} + {\left( {- 1} \right)^{n + 1}{h_{2}(n)}}} \right)} \right\rbrack}} + {n^{\prime}(n)}} = {{h_{1}(n)} + {n^{\prime}(n)}}}}}},} & {{Equation}\mspace{14mu}(11)}\end{matrix}$where h₁(n) is effectively separated from h₂(n) and the estimation isunbiased.

Likewise for h₂(n),

$\begin{matrix}{{{\hat{h}}_{2}(n)} = {{{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}{{y(n)}{C_{p\; 2}(n)}}}} + {\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 1}^{N_{pilot} - 1}{{y(n)}{C_{p\; 2}(n)}}}}} = {{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}\left\lbrack {\left( {{y(n)}{C_{p\; 2}(n)}} \right\rbrack + {{y\left( {n + 1} \right)}{C_{p\; 2}\left( {n + 1} \right)}}} \right)}} = {{{\frac{1}{N_{pilot} - 1}{\sum\limits_{n = 0}^{N_{pilot} - 2}\left\lbrack {\left( {{h_{2}(n)} + {\left( {- 1} \right)^{n}{h_{1}(n)}}} \right) + \left( {{h_{2}(n)} + {\left( {- 1} \right)^{n + 1}{h_{1}(n)}}} \right)} \right\rbrack}} + {n^{\prime}(n)}} = {{h_{2}(n)} + {{n^{\prime}(n)}.}}}}}} & {{Equation}\mspace{14mu}(12)}\end{matrix}$

For a 2×2 MIMO system, the similar operation may be applied to each ofthe signals received from two receive antennas to estimate the channelresponses of h₁₁(n), h₁₂(n), h₂₁(n), and h₂₂(n).

Embodiments for pilot design for the secondary pilot channel, (e.g.,S-DPCCH), with a different channelization code are disclosed hereafter.

When the S-DPCCH is mapped on a different channelization code than theprimary DPCCH (P-DPCCH), the pilot sequence on the S-DPCCH may not beorthogonal to the pilot sequence on the P-DPCCH. Since the S-DPCCHquality may not be guaranteed at the NodeB receiver, only pilot symbolsmay be carried on the S-DPCCH. In such case, the S-DPCCH may carry 10pilot symbols, regardless of the DPCCH slot format (assuming a spreadingfactor (SF) of 256).

Since pilot sequences of 10 symbols are not defined in the currentspecifications, a new 10 symbol long pilot sequence need to be definedfor the S-DPCCH.

In one embodiment, the conventional pilot sequence for 8 symbols inTable 9 may be extended by 2 symbols by adding two non-FSW symbols. Thetwo non-FSW symbols may be placed in any location. For example, the twoadditional non-FSW symbols may be added at each end of the sequence, asshown in Table 22. Alternatively, the two additional non-FSW symbols maybe added at the end of the sequence, as shown in Table 23.Alternatively, the two additional non-FSW symbols may be added in themiddle of the sequence, as shown in Table 24.

TABLE 22 N_(pilot) = 10 Bit # 0 1 2 3 4 5 6 7 8 9 Pattern I I f₁ I f₂ If₃ I f₄ I Slot #0 1 1 1 1 1 1 1 1 0 1 1 1 1 0 1 0 1 1 1 0 1 2 1 1 0 1 11 0 1 1 1 3 1 1 0 1 0 1 0 1 0 1 4 1 1 1 1 0 1 0 1 1 1 5 1 1 1 1 1 1 1 10 1 6 1 1 1 1 1 1 0 1 0 1 7 1 1 1 1 0 1 0 1 0 1 8 1 1 0 1 1 1 1 1 0 1 91 1 1 1 1 1 1 1 1 1 10 1 1 0 1 1 1 0 1 1 1 11 1 1 1 1 0 1 1 1 1 1 12 1 11 1 0 1 0 1 0 1 13 1 1 0 1 0 1 1 1 1 1 14 1 1 0 1 0 1 1 1 1 1

TABLE 23 N_(pilot) = 10 Bit # 0 1 2 3 4 5 6 7 8 9 Pattern I f₁ I f₂ I f₃I f₄ I I Slot #0 1 1 1 1 1 1 1 0 1 1 1 1 0 1 0 1 1 1 0 1 1 2 1 0 1 1 1 01 1 1 1 3 1 0 1 0 1 0 1 0 1 1 4 1 1 1 0 1 0 1 1 1 1 5 1 1 1 1 1 1 1 0 11 6 1 1 1 1 1 0 1 0 1 1 7 1 1 1 0 1 0 1 0 1 1 8 1 0 1 1 1 1 1 0 1 1 9 11 1 1 1 1 1 1 1 1 10 1 0 1 1 1 0 1 1 1 1 11 1 1 1 0 1 1 1 1 1 1 12 1 1 10 1 0 1 0 1 1 13 1 0 1 0 1 1 1 1 1 1 14 1 0 1 0 1 1 1 1 1 1

TABLE 24 N_(pilot) = 10 Bit # 0 1 2 3 4 5 6 7 8 9 Pattern I f₁ I f₂ I II f₃ I f₄ Slot #0 1 1 1 1 1 1 1 1 1 0  1 1 0 1 0 1 1 1 1 1 0  2 1 0 1 11 1 1 0 1 1  3 1 0 1 0 1 1 1 0 1 0  4 1 1 1 0 1 1 1 0 1 1  5 1 1 1 1 1 11 1 1 0  6 1 1 1 1 1 1 1 0 1 0  7 1 1 1 0 1 1 1 0 1 0  8 1 0 1 1 1 1 1 11 0  9 1 1 1 1 1 1 1 1 1 1 10 1 0 1 1 1 1 1 0 1 1 11 1 1 1 0 1 1 1 1 1 112 1 1 1 0 1 1 1 0 1 0 13 1 0 1 0 1 1 1 1 1 1 14 1 0 1 0 1 1 1 1 1 1

In another embodiment, the pilot sequence for the S-DPCCH may not makeuse of the frame synchronization word and a simple sequence of all 1'sor all 0's may be used instead and may be kept constant between slots ina frame. The received SNR of the S-DPCCH may not directly be controlledby the inner loop power control (ILPC) and thus the NodeB may not makeuse of the FSW information in it for synchronization purposes.

Embodiments for using the second pilot for probing purposes aredisclosed hereafter.

Data demodulation and precoding weight selection at the NodeB may imposedifferent requirements on the channel estimation. The two pilots may beconfigured to serve different purposes for the case of single datastream transmission. The primary pilot carried in the primary DPCCH maybe designed for obtaining high quality channel estimation fordemodulating the data, while the pilot carried in the secondary DPCCHmay be designed to probe the radio channel condition, for example, forselection of optimal precoding weight.

FIG. 14 shows utilizing probing pilots. At the transmitter 1410, aprimary DPCCH (and other channels) is processed by the Tx chain 1412.Gains of the primary DPCCH (and other channels) and the probing pilotare controlled based on the TPC command from the power control block1460 in the receiver 1450. The primary DPCCH (and other channels) andthe probing pilot may be precoded by the precoding units 1414, 1416,respectively, and transmitted via antennas 1420. The channel estimationblock 1452 in the receiver 1450 performs channel estimation using theprimary pilot for demodulation of data, and performs channel estimationfor precoding weight selection using the probing pilot. The weightselection function 1454 in the receiver 1450 selects an optimal weightvector and sends feedback to the transmitter 1410. The primary DPCCH isprecoded by the optimal precoding weight, Wopt, which is output from thebeam forming control function 1418, which is determined by the receiveraccording to channel state information obtained based on the probingpilot. The receiver determines the TPC command based on an SIRestimation estimated by the SIR estimation block 1456 and the powercontrol block 1460 sends the TPC command to the transmitter 1410, whichcontrols the gain at the transmitter 1410. The probing pilot may betransmitted in time-alternation over different precoding weights (orvectors) among all or subset of weights in the precoding codebook.

The beam forming control function 1418 as shown in the FIG. 14 is tocontrol the precoding operation over the probing pilot to find theoptimal precoding weights. It provides a pre-defined orchannel-dependent probing pattern that sweeps through all the precodingvectors available in the codebook with time division multiplexing (TDM)fashion.

A codebook with a limited number of entries may be defined for theprecoding weights. Let ω_(i), i=1, 2, . . . , N represent the precodingvectors, where N is the number of available the precoding vectors. Forexample, w₁ and w₂ may have following four vector values:

$\begin{matrix}{\begin{bmatrix}w_{1} \\w_{2}\end{bmatrix} = {\left\{ {\begin{bmatrix}{1/\sqrt{2}} \\\frac{1 + j}{2}\end{bmatrix},\begin{bmatrix}{1/\sqrt{2}} \\\frac{1 - j}{2}\end{bmatrix},\begin{bmatrix}{1/\sqrt{2}} \\\frac{{- 1} + j}{2}\end{bmatrix},\begin{bmatrix}{1/\sqrt{2}} \\\frac{{- 1} - j}{2}\end{bmatrix}} \right\}.}} & {{Equation}\mspace{14mu}(13)}\end{matrix}$

The antenna switching may be considered as a special case of the beamforming, where two following precoding vectors are used:

$\begin{matrix}{\begin{bmatrix}w_{1} \\w_{2}\end{bmatrix} = {\left\{ {\begin{bmatrix}1 \\0\end{bmatrix},\begin{bmatrix}0 \\1\end{bmatrix}} \right\}.}} & {{Equation}\mspace{14mu}(14)}\end{matrix}$

In one embodiment, the length of the probing pilot may be fixed. DenoteTi, i=1, 2, . . . , N as the lengths of probing states during which theindividual precoding vectors are used respectively. Ti, i=1, 2, . . . ,N may be set to different values or be identical. The total duration ofone probing cycle, T, is the sum of: T=T₁+T₂+ . . . T_(N). The unit ofthe time intervals may be time slot, transmission time interval (TTI),radio frame, or the like. The probing pattern may consist of one ormultiple probing cycles as show in FIG. 15. FIG. 15 shows an example offixed length probing pattern.

For example, the fixed length probing pattern may be implemented byswitching precoding vectors every TTI for fast channel conditions. Eachprobing cycle may take different setting for its own duration T.

The fixed length probing pattern may be controlled by both the Node Band the WTRU. If the probing pattern is controlled by the WTRU, it maywork autonomously and need to be synchronized with the Node B at thebeginning so that the Node B is aware of which precoding vector is usedaccording to the predetermined probing pattern. For the synchronizationbetween the Node B and the WTRU, the WTRU may send a signal to the NodeB at L1 level to indicate the beginning of the probing cycle.Alternatively, the probing pilot may have different modulation patternsfor each of the precoding vectors respectively. Alternatively, theprobing pilot may use a different modulation pattern at the beginning ofthe probing cycle. Alternatively, the probing pilot may use a differentmodulation pattern at the end of the probing cycle.

If the probing pattern is controlled by the NodeB or higher layers, theprobing pattern may be preconfigured and a periodic schedule or triggermay be used to initiate the sending of the pattern. If more control orflexibility is desired, the NodeB or higher layers may control whichweight is sent at any given time. This may be done by signaling thespecific weight to be used or by signaling which one of a set of predefined probing patterns may be used. As with the case of a singleprobing pattern, the transmissions may be periodically scheduled ortriggered (on demand).

In another embodiment, the receiver operation status may be taken intoaccount in deciding whether to switch the precoding vector for the nextprobing state. Thus, the duration staying on one particular precodingvector may be variable depending on whether the required condition ismet or not. Factors for triggering a switch include, but are not limitedto, channel estimation quality from the probing pilot, the receivedpower on the probing pilot, the WTRU speed, or the like.

To separate the primary and secondary DPCCHs, different channelizationcodes may be used to achieve the orthogonality between the DPCCHs.

In another embodiment, a different modulation pattern may be used on theprobing pilot (e.g., secondary DPCCH) to distinguish the precodingvectors in transmission for synchronization purpose. 10 bit pilotpatterns may be specified as shown in Tables 25 and 26.

TABLE 25 N_(pilot) = 10 Bit # 0 1 2 3 4 5 6 7 8 9 Slot #0 1 1 1 1 1 0 11 1 1 1 1 0 0 1 1 0 1 0 0 1 2 1 0 1 1 0 1 1 0 1 1 3 1 0 0 1 0 0 1 0 0 14 1 1 0 1 0 1 1 1 0 1 5 1 1 1 1 1 0 1 1 1 1 6 1 1 1 1 0 0 1 1 1 1 7 1 10 1 0 0 1 1 0 1 8 1 0 1 1 1 0 1 0 1 1 9 1 1 1 1 1 1 1 1 1 1 10 1 0 1 1 01 1 0 1 1 11 1 1 0 1 1 1 1 1 0 1 12 1 1 0 1 0 0 1 1 0 1 13 1 0 0 1 1 1 10 0 1 14 1 0 0 1 1 1 1 0 0 1

TABLE 26 N_(pilot) = 10 Bit # 0 1 2 3 4 5 6 7 8 9 Slot #0 0 1 0 1 0 0 01 0 1 1 0 0 1 1 0 0 0 0 1 1 2 0 0 0 1 1 1 0 0 0 1 3 0 0 1 1 1 0 0 0 1 14 0 1 1 1 1 1 0 1 1 1 5 0 1 0 1 0 0 0 1 0 1 6 0 1 0 1 1 0 0 1 0 1 7 0 11 1 1 0 0 1 1 1 8 0 0 0 1 0 0 0 0 0 1 9 0 1 0 1 0 1 0 1 0 1 10 0 0 0 1 11 0 0 0 1 11 0 1 1 1 0 1 0 1 1 1 12 0 1 1 1 1 0 0 1 1 1 13 0 0 1 1 0 1 00 1 1 14 0 0 1 1 0 1 0 0 1 1

The secondary set of probing pilot in Table 26 is orthogonal to theprimary probing pilot set in Table 25, which can be used to identify thebeginning of the probing mode.

In another embodiment, the probing pilot patterns may not be time slotspecific. Instead, the bit patterns may be associated to differentprecoding vectors. Tables 27 and 28 show example precoding specificprobing pilot patterns with different number pilot bits.

TABLE 27 N_(pilot) = 3 N_(pilot) = 4 precoding vector 0 1 2 0 1 2 3 W1 11 1 1 1 1 1 W2 0 0 1 1 0 0 1 W3 0 1 1 1 0 1 1 W4 1 0 1 1 1 0 1

TABLE 28 Precoding N_(pilot) = 5 N_(pilot) = 6 N_(pilot) = 7 N_(pilot) =8 vector 0 1 2 3 4 0 1 2 3 4 5 0 1 2 3 4 5 6 0 1 2 3 4 5 6 7 W1 0 0 1 00 1 0 0 1 0 0 1 0 0 1 0 0 1 1 0 1 0 1 0 1 0 W2 0 0 1 0 1 1 0 0 1 0 1 1 00 1 0 1 1 1 0 1 0 1 0 1 1 W3 0 0 1 1 0 1 0 0 1 1 0 1 0 0 1 1 0 1 1 0 1 01 1 1 0 W4 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 1 1 1 1 0 1 0 1 1 1 1 W5 0 1 10 0 1 0 1 1 0 0 1 0 1 1 0 0 1 1 0 1 1 1 0 1 0 W6 0 1 1 0 1 1 0 1 1 0 1 10 1 1 0 1 1 1 0 1 1 1 0 1 1 W7 0 1 1 1 0 1 0 1 1 1 0 1 0 1 1 1 0 1 1 0 11 1 1 1 0 W8 0 1 1 1 1 1 0 1 1 1 1 1 0 1 1 1 1 1 1 0 1 1 1 1 1 1 W9 1 01 0 0 1 1 0 1 0 0 1 1 0 1 0 0 1 1 1 1 0 1 0 1 0 W10 1 0 1 0 1 1 1 0 1 01 1 1 0 1 0 1 1 1 1 1 0 1 0 1 1 W11 1 0 1 1 0 1 1 0 1 1 0 1 1 0 1 1 0 11 1 1 0 1 1 1 0 W12 1 0 1 1 1 1 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 0 1 1 1 1W13 1 1 1 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 1 0 W14 1 1 1 0 1 11 1 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 0 1 1 W15 1 1 1 1 0 1 1 1 1 1 0 1 1 11 1 0 1 1 1 1 1 1 1 1 0 W16 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 11 1 1 1

In Table 28, a total of 16 precoding vectors are considered. If actualnumber of precoding vectors is smaller than 16, any subset of them maybe used, or one precoding vector may be associated with multiple pilotpatterns. In case all of the 10 bits in the second DPCCH are used forthe probing pilot, the rest of bit fields not specified in the tablesmay be set to ‘1.’

Although the pilot patterns disclosed above are designed in context ofprobing pilot, it should be understood that the concepts may begeneralized to other cases.

If it is not necessary to run the probing pattern every moment, (e.g.,in slow fading channel conditions), the probing pilot may be disabled toreduce the signaling overhead. In such case, the probing pilot may beDTXed or stopped from transmission. Disabling and enabling the probingpilot may be implemented via new HS-SCCH orders or other speciallydesigned L1 signaling in downlink.

The gain control function 1422 in FIG. 14 receives the TPC commands andperforms the power control on the primary DPCCH and the probing pilot.Because the channel estimation quality requirement is not as high forthe probing pilot, a smaller transmit power may be allocated to theprobing pilot in order to reduce the signal overhead. To be able toperform the power control separately, the probing pilot signal may notgo through the gain path in the power control loop that is used by therest of the physical channels. Instead, the probing pilot signal mayhave its own gain control. The gain control function 1422 may generatetwo gain factors: the gain factor (g) that controls the transmit powerof the DPCCH and all other physical channels that uses the DPCCH as thepower reference, and the gain factor (g_(prob)) for the probing pilot.The DPCCH transmit power is adjusted by the power control procedure asin equation (1). In one embodiment, the gain factor for the probingpilot may be calculated by:g _(prob)(n)=A _(prob) g(n),  Equation (15)where A_(prob) is a power offset signaled by the network and n is a timeslot index.

This gain factor may be dynamic as a TPC command is received on a pertime slot basis. If the transmit power is tied up to the power controlloop on a per time slot basis, the fluctuation in the transmit power inprobing pilot may impact the fairness of the precoding weight selectionat the Node B receiver because the sweeping of the precoding vector maybe conducted on a TDM basis. In order to alleviate this issue, the gainfreeze mechanism may be used.

The gain freeze operation may be formulated by:g _(prob)(n)=A _(prob) g(n ₀),  Equation (16)such that g_(prob) is kept constant at the value specified at moment n₀,rather than following g on every time slot basis. n₀ may be the slotindex of time slots at the beginning of every probing cycle.Alternatively, no may be the slot index of time slots at beginning ofprobing pattern. Alternatively, no may be the slot index of k-th timeslots within every probing cycle, where k may be an integer value from 1to N. Alternatively, n₀ may be the slot index of k-th time slots withinevery probing pattern, where k may be an integer value from 1 to the endof the probing pattern.

In another embodiment, g_(prob) may be tied up to g with a fixed ratioon a per slot basis. In order to compensate the variation caused by thepower control procedure, the TPC commands may be tracked and recorded,e.g., starting from the beginning of the probing pattern. A resultfollowing adjustment needs to be factored into the decision of theoptimum precoding vector:

$\begin{matrix}{{\Delta_{pi} = {\Delta_{TPC} \times {\sum\limits_{n_{\in}n_{1}{ton}_{i}}{{TPC}(n)}}}},{i = 1},2,\ldots\mspace{14mu},N,} & {{Equation}\mspace{14mu}(17)}\end{matrix}$where i is the index of the precoding vectors, n₁ is the index ofstarting time slot of the probing cycle, and n₁ is the index of endingtime slot for the precoding vector i. The above offset is calculated interms of dB in scale.

Alternatively, the probing pilot may be tied to g and the gain of theprobed pre-coded channel may be measured relative to the currentpre-coded channel. Since the significant measurements are when theprobing pilot pre-coding is providing better channel gain than thecurrently chosen pre-coding, this is true because the NodeB isinterested in improving the channel quality.

Embodiments for non-codebook based probing scheme is disclosedhereafter. FIG. 16 shows an example non-codebook based closed-looptransmit beamforming scheme. In FIG. 16, DPCCH1 and other uplinkchannels (e.g., E-DPDCH, E-DPCCH, DPDCH, and HS-DPCCH) are precoded witha vector 1 by a precoding block 1602, and the probing pilot channelDPCCH2 is precoded with a vector 2 by a precoding block 1604, which hasa phase change with respect to precoding vector 1 applied on DPCCH1 andother uplink channels. The phase change may be either a positive or anegative value and may vary in a time alternative fashion. Defineprecoding vector 1 w₁=[w₁₁ w₂₁]^(T) and precoding vector 2 w₂=[w₁₂w₂₂]^(T) and w₂∈{w₁⊗[1 e^(jΔ)]^(T), w₁⊗[1 e^(−jΔ)]^(T)}, where ⊗ denotesKronecker product. The precoded components from the precoding blocks1602 and 1604 are added by combiners 1606, 1608 and sent tocorresponding antennas.

Based on the measurements on both DPCCHs, the NodeB may signal the WTRUa new precoding vector to be applied on DPCCH1, which may be w₁, w₁⊗[1e^(jΔ)]^(T), w₁⊗[1 e^(−jΔ)]^(T), where w₁ denotes the current precodingvector applied on DPCCH1. Therefore, in the downlink, the NodeB may use1-bit three-value signalling (DTX, +1, and −1) to indicate the WTRU forthe next precoding vector to be applied on DPCCH1, (i.e., no phasechange, positive phase change, and negative phase change), with respectto the current or most recently used precoding vector on DPCCH1. Thephase change A may be changed semi-dynamically and signalled to the WTRUby the NodeB via higher layers.

Embodiments for operations during compressed mode gaps are disclosedhereafter. Compressed mode gaps are periods during which the WTRUreceiver is re-tuned to a different frequency to performintra-frequency, inter-frequency, and/or inter-radio access technology(RAT) measurements. During these gaps, the WTRU may not receive powercontrol or precoding weight information from the serving NodeB.

In one embodiment, during the compressed mode gaps, the WTRU maymaintain its pre-coding weights, such that upon resuming the WTRU is ina known state.

When DTX operations are configured, or when a specific DTX pattern isconfigured for the second pilot, the WTRU may not transmit the secondpilot for some time after the WTRU resumes from the compressed mode gap.Without the second pilot (or alternatively without the means for channelsounding), the NodeB may not properly estimate the channel and determinethe best precoding weights to use. In such cases, the WTRU may operatewith non-optimal precoding weights, leading to a temporary loss ofperformance. To avoid such performance impairment, upon resuming fromthe compressed mode gap, the WTRU may transmit the second pilot (oralternatively the sounding channels) for a period of time sufficient forthe NodeB to make proper channel measurement, and then the WTRU listensfor the downlink weight update information.

For a WTRU that is configured in closed-loop transmit diversity (CLTD)mode, when the compressed mode is enabled, due to the introduction ofthe second DPCCH, the length of the pilot bit of the second DPCCH withrespect to that of the first DPCCH has an impact on uplink transmitpower control. Embodiments for assigning the pilot bit length of thesecond DPCCH and corresponding power control procedures are disclosedhereafter.

In one embodiment, the second DPCCH may be assigned the same length ofpilot bits as the first DPCCH. Therefore, compressed and non-compressedframes in the uplink second DPCCH may have a different number of pilotbits per slot. The WTRU may derive the second DPCCH power offsetΔ_(pilot) ^(s-dpcch) as follows:

$\begin{matrix}{{\Delta_{pilot}^{s\text{-}{dpcch}} = {10{\log_{10}\left( \frac{N_{{pilot},{prev}}^{s\text{-}{dpcch}}}{N_{{pilot},{curr}}^{s\text{-}{dpcch}}} \right)}}},} & {{Equation}\mspace{14mu}(18)}\end{matrix}$where N_(pilot,prev) ^(s-dpcch) is the number of the second DPCCH pilotbits in the most recently transmitted slot, and N_(pilot,curr)^(s-dpcch) is the number of the second DPCCH pilot bits in the currentslot. In each slot the WTRU may adjust the transmit power of the secondDPCCH as follows:Δ_(s-dpcch)=Δ_(TPC)×TPC_cmd+Δ _(pilot) ^(s-dpcch).  Equation (19)

This embodiment may not require signalling a new power ratio between thefirst DPCCH and the second DPCCH in a compressed mode. In addition, thispower ratio after power control may be maintained as in most cases,Δ_(pilot) ^(s-dpcch)=Δ_(pilot) such that Δ_(dpcch)=Δ_(s-dpcch) whichmeans no explicit calculation of Δ_(pilot) ^(s-dpcch) and Δ_(s-dpcch)may be performed.

In another embodiment, the second DPCCH may have a fixed length of pilotbits, independent of the compressed mode configuration. For example, thesecond DPCCH may use the slot format 8 in Table 2 in both non-compressedmode and compressed mode. In this case, there is no change of the numberof pilot bits of the second DPCCH, i.e., Δ_(pilot) ^(s-dpcch)=0 andtherefore Δ_(s-dpcch)=Δ_(Tpc)×TPC_cmd. On the other hand, the TPC_cmdmay be generated based on the first DPCCH whose length of the pilot bitsmay change between a non-compressed mode and a compressed mode. In orderto reuse the conventional power control for non-Tx diversity WTRU in acompressed mode, when a WTRU is operating in a compressed mode thenetwork may signal a new power ratio of the first DPCCH and the secondDPCCH, which may be different from the power ratio when the WTRU isoperating in a non-compressed mode. In this way, the required transmitpower on the second DPCCH may be adjusted. The power ratio of the firstDPCCH and the second DPCCH may change after power control but the NodeBmay know the change thus there will be no impact on weight generation atthe NodeB receiver.

In another embodiment, the WTRU may maintain the same ratio of pilotpower between the first DPCCH and the second DPCCH. If, during acompressed mode, the number of pilots on the first DPCCH and the firstDPCCH power changes, the WTRU may apply a power offset to the secondDPCCH to maintain the ratio of total second DPCCH pilot power to totalfirst DPCCH pilot power the same.

The normal second DPCCH to first DPCCH gain factor may be configured bythe network and is calculated as follows:β_(sc)=β_(c) A _(sc),  Equation (20)where β_(c) is signalled or calculated using the conventional way andA_(sc) is the quantized amplitude ratio for the second DPCCH signalledby the network. In a non-compressed mode, the WTRU may use this gainfactor for the second DPCCH. Assume that the number of pilot symbols inone slot in a normal mode for the first DPCCH and the second DPCCH areN_(pilot) and N_(sc,pilot), respectively, and that in a compressed mode,the number of pilot symbols in one slot in the first DPCCH and thesecond DPCCH are N_(pilot) ^(CM) and N_(sc,pilot) ^(CM), respectively.

The number of pilot symbols in the second DPCCH may remain constantregardless of the mode (normal or compressed mode) such thatN_(sc,pilot) ^(CM)=N_(sc,plot). Alternatively, the number of pilotsymbols between the second DPCCH and the first DPCCH may be the same ineach mode, that is N_(pilot)=N_(sc,pilot) and N_(sc,pilot)^(CM)=N_(sc,pilot) ^(CM).

When the WTRU is in a compressed mode, the gain factor for the secondDPCCH (β_(sc) ^(CM)) may be calculated as follows:

$\begin{matrix}{{\beta_{sc}^{CM} = {\beta_{c,C,j}A_{sc}\sqrt{\frac{N_{{sc},{pilot}}}{N_{{sc},{pilot}}^{CM}} \times \frac{N_{pilot}^{CM}}{N_{pilot}}}}},} & {{Equation}\mspace{14mu}(21)}\end{matrix}$where β_(c,C,j) is calculated in the conventional way.

If the number of pilots in the second DPCCH does not change when in acompressed mode, the first term in the square root in equation (21)becomes one and the gain factor for the second DPCCH in a compressedmode may be calculated by the WTRU as follows:

$\begin{matrix}{\beta_{sc}^{CM} = {\beta_{c,C,j}A_{sc}{\sqrt{\frac{N_{pilot}^{CM}}{N_{pilot}}}.}}} & {{Equation}\mspace{14mu}(22)}\end{matrix}$

When the number of pilot symbols between the second DPCCH and firstDPCCH are the same in each mode, the WTRU may calculate the gain factorduring the compressed mode as follows:β_(sc) ^(CM)=β_(c,C,j) A _(sc).  Equation (23)

Embodiments for discontinuous uplink DPCCH operations for the WTRUconfigured with two DPCCHs in the uplink multi-antenna transmission,such as CLTD or MIMO, are disclosed hereafter. With these embodiments,the WTRU power consumption and overhead from L1 control signaling (i.e.,DPCCH) and interference in the uplink would be reduced. The uplink firstand second DPCCH burst patterns and the uplink first and second DPCCHpreambles and postambles comprise the DTX operations.

DTX of DPCCHs may be controlled on an antenna basis. In one embodiment,a single UL DTX state variable, UL_DTX_Active=UL_DTX_Active(i), wherei=1, 2, may be maintained and evaluated for two antennas. The commonUL_DTX_Active may be used for the WTRU regardless of the number ofDPCCHs configured. In another embodiment, a separate UL DTX statevariable may be maintained and evaluated per antenna. UL_DTX_Active(i)is the UL DTX state variable for the i-th antenna which the i-th uplinkDPCCH is transmitted from.

The control of the two DPCCH DTX operations may be performedper-antenna. When UL_DTX_Active(i) is TRUE, the WTRU may not transmitthe i-th uplink DPCCH in a slot on an i-th antenna when all of thefollowing conditions are met for that antenna: (1) there is no HARQ-ACKtransmission on an HS-DPCCH overlapping with the i-th uplink DPCCH slot,(2) there is no CQI transmission on an HS-DPCCH as indicated overlappingwith the i-th uplink DPCCH slot, (3) there is no E-DCH transmissionduring the i-th uplink DPCCH slot, (4) the slot is in a gap in the i-thuplink DPCCH burst pattern, and (5) the i-th uplink DPCCH preamble orpostamble is not transmitted in the slot.

Alternatively, the control of the two DPCCH DTX operations may be commonacross two antennas. When UL_DTX_Active(i) is TRUE for i=1 and 2, theWTRU may transmit neither the first DPCCH nor the second DPCCH when allconditions (1)-(5) above are met for both antennas.

DTX of DPCCHs may be controlled on a DPCCH basis. In one embodiment, asingle UL DTX state variable, UL_DTX_Active=UL_DTX_Active(i), where i=1,2, may be maintained and evaluated for two DPCCHs, (i.e., a commonUL_DTX_Active state variable is used for two DPCCHs). In anotherembodiment, a separate UL DTX state variable is maintained and evaluatedfor each DPCCH. UL_DTX_Active(i) is the UL DTX state variable for thei-th uplink DPCCH.

The control of the two DPCCH DTX operations may be performed per-DPCCH.When UL_DTX_Active(i) is TRUE, the WTRU may not transmit the i-th uplinkDPCCH in a slot on one or two antennas when all the conditions (1)-(5)above are met for that antenna.

Alternatively, the control of two DPCCH DTX operations may be commonacross two DPCCHs. When UL_DTX_Active(i) is TRUE for i=1 and 2, the WTRUmay transmit neither the first DPCCH nor the second DPCCH when all theconditions (1)-(5) above are met for both DPCCHs.

Embodiments for UL first and second DPCCH burst patterns are disclosedhereafter.

In one embodiment, a common DPCCH burst pattern may be applied to bothfirst and second DPCCHs, (i.e., the second DPCCH burst pattern is thesame as the first DPCCH burst pattern).

In another embodiment, the first and second DPCCH burst patterns may beindependently configured, i.e., the second DPCCH burst patterns may bethe same as, or different from, the first DPCCH burst pattern.

The following parameters may be configured on a per DPCCH basis toderive the first and second DPCCH burst patterns. For the i-th UL DPCCH,where i=1, 2, UE_DTX_cycle_1(i) is the i-th uplink DPCCH burst patternlength in subframes, and UE_DTX_cycle_2(i) is the i-th uplink DPCCHburst pattern length in subframes. Inactivity Threshold forUE_DTX_cycle_2(i) defines the number of consecutive E-DCH TTIs withoutan E-DCH transmission, after which the WTRU may move fromUE_DTX_cycle_1(i) to UE_DTX_cycle_2(i). UE_DPCCH_burst_1(i) determinesthe i-th uplink DPCCH burst length in subframes, when UE_DTX_cycle_1(i)is applied. UE_DPCCH_burst_2(i) determines the i-th uplink DPCCH burstlength in subframes, when UE_DTX_cycle_2(i) is applied.UE_DTX_DRX_Offset(i) is the i-th uplink DPCCH burst pattern and HS-SCCHreception pattern offset in subframes.

In another embodiment, the first and second DPCCH burst patterns may bedefined such that the DPCCH bursts in two DPCCH burst patterns aretransmitted in a TDM fashion by configuring differentUE_DTX_DRX_Offset(i) for two DPCCH burst patterns, where i=1 and 2. Thisembodiment may be useful for the case that the HS-DPCCH is transmittedwith the first DPCCH burst pattern on the first antenna which may notrequire the transmission of the second DPCCH burst pattern at the sametime. It may also be useful for antenna switching transmit diversity.FIGS. 15(A) and 15(B) show examples of two uplink DPCCH burst patternswith different UE_DTX_DRX_Offset. In FIG. 17(A), the first uplink DPCCHburst pattern for 2 ms E-DCH TTI begins at CFN=1 withUE_DTX_DRX_Offset(1)=6. In FIG. 17(B), the second uplink DPCCH burstpattern for 2 ms E-DCH TTI begins at CFN=2 with UE_DTX_DRX_Offset(2)=7.

When the DPCCH-only transmission, the E-DCH transmission, or theHS-DPCCH transmission is carried on the same antenna as the i-th uplinkDPCCH preamble and postamble, the same configuration may be applied forboth first and second DPCCH preambles and postambles. Alternatively, theparameters for the first and second DPCCH preambles and postambles maybe individually configured. For example, the length of the preambleassociated with the UE_DTX_cycle_2(i) in slot may be individuallyconfigured on a per-DPCCH basis, (i.e., UE_DTX_long_preamble_length(i)may be the same or different for i=1 and 2).

Embodiments for physical random access channel (PRACH) transmissions aredisclosed hereafter.

When a WTRU is equipped with two transmit antennas, the WTRU maytransmit the same bits with equal power from the two antennas. FIG. 18shows an example PRACH transmission with two transmit antennas inaccordance with this embodiment. In FIG. 18, the same RACH preamble bits1802 are transmitted with equal power from the two antennas.

The slot and frame structure of the message part on the second antennamay be the same as the one on the first antenna. The message partcomprises a data part and a control part (pilot bits and TFCI bits). Thesame data part bits may be transmitted with equal power from the twoantennas. The repetition transmission may be applied to the TFCI bits ofthe control part as well. The pilot bits of the control part transmittedon the second antenna may be the same as the pilot bits transmitted onthe first antenna.

In another embodiment, the transmission on the second antenna may beDTXed, and the PRACH preamble and message part may be transmitted on thefirst antenna.

In another embodiment, an antenna switching scheme may be applied toPRACH. FIG. 19 shows an example transmission of PRACH using antennaswitching. The PRACH preamble and message part are transmitted on afirst antenna on one transmission, and on a second antenna on the nexttransmission as shown in FIG. 19.

In another embodiment, beamforming may be applied to the PRACHtransmissions. FIG. 20 shows an example PRACH transmission applyingbeamforming. The WTRU transmits the PRACH preamble repeatedly if noacknowledgement is received. The WTRU applies different beamformingweights to each preamble transmissions. The WTRU may transmit thepreambles at the same power for each weight before ramping the preamblepower. In this way, the WTRU may learn both the proper transmissionpower and beamforming weight for the RACH transmission.

Alternatively, the WTRU may ramp up the preamble transmit power on eachpreamble transmission regardless of which weight is used. The ramp stepsize may be adjusted to provide a better compromise in time totransmission and correct beamforming weight/power. The order in whichthe weights (W1, W2, . . . Wn) are applied and which weights aretransmitted may be optimized.

Embodiments for handling maximum power are disclosed hereafter. When therequired transmit power exceeds the maximum allowed transmit power, theWTRU may scale back the transmit power on the uplink physical channels.To reduce the control channel overhead, the second DPCCH may be DTXed orgated periodically. Hereafter, the power scaling refers to the powermeasured before precoding.

In one embodiment, the conventional power scaling rule may be used ifthe second DPCCH is not transmitted in the upcoming slot. If the secondDPCCH is transmitted in the upcoming slot, equal scaling may be appliedon two DPCCHs before precoding. In other words, the two DPCCHs aretreated as a single or bundled DPCCH from the power scaling perspectivewhen applying the conventional power scaling rule. In this embodiment,there is no need to signal in the uplink the power ratios between thetwo DPCCHs for the NodeB to recover the non-precoded channel for thepurpose of weight generation.

In another embodiment, two DPCCHs may be sequentially scaled down afterscaling down data channels. If the total WTRU transmit power exceeds themaximum allowed value, data channels are scaled down up to an allowedminimum. If the total WTRU transmit power still exceeds the maximumallowed value, the second DPCCH may be scaled down up to a minimum valueβ_(c2,min), if the second DPCCH will be transmitted in the upcomingslot. If the total WTRU transmit power still exceeds the maximum allowedvalue, the total transmit power may be scaled down, (i.e., all physicalchannels are scaled down equally), until the total transmit powerbecomes equal to, or less than, the maximum allowed power.

In another embodiment, the second DPCCH is first scaled down beforescaling down data channels. If the total WTRU transmit power exceeds themaximum allowed value, the second DPCCH maybe scaled down up to aminimum value β_(c2,min) if the second DPCCH will be transmitted in theupcoming slot. If the total WTRU transmit power still exceeds themaximum allowed value, data channels are then scaled down up to anallowed minimum. If the total WTRU transmit power still exceeds themaximum allowed value, the total transmit power is scaled down, (i.e.,all physical channels are scaled down equally), until the total transmitpower becomes equal to, or less than, the maximum allowed power.

β_(c2,min) may be a pre-defined or configured by higher layers. Therange of β_(c2,min) may be the same as that of the minimum reducedE-DPDCH gain factor β_(ed,k,reduced,min). Alternatively, the range ofβ_(c2,min) may be a new set of enumerated values. Alternatively,β_(c2,min) may be a fixed value, (e.g., β_(c2,min)=0, which means aspecial case of turning off the second DPCCH).

In another embodiment, the WTRU may turn off the second DPCCH andautonomously switches back to non-transmit diversity mode if therequired transmit power exceeds the maximum allowed transmit power. Ifthe WTRU is still power limited, the conventional power scaling may beapplied.

In another embodiment, the CLTD may be deactivated, which may includeaccordingly turning off the second antenna and the second DPCCHtransmission.

The amplitude information of channel state information (CSI) may beincluded in the precoding vector when two transmit antennas areun-balanced, which is the case for WTRUs where the space for antennasare very limited. Having amplitude information in the precoding vectormay cause unequal transmit power at the two transmit antennas. This maynot be a problem for WTRUs equipped with two full-power power amplifiers(PA), one for each antenna. To save the cost and also the powerconsumption of the WTRU, the WTRU may be equipped with one full-power PAfor one antenna and one half-power PA for the other antenna, or twohalf-power PAs for two antennas. For such WTRUs, special handling may berequired as the transmit power could exceed the maximum allowed power ofthe half-power PA.

In the following, define P_(H) the maximum allowed power of thehalf-power PA and P_(F) the maximum allowed power of the full-power PA.Normally, P_(F)=2P_(H). Define P the required transmit power on theantenna equipped with a half-power PA, P_(tot) the total requiredtransmit power, and P_(max) the total maximum allowed transmit power atthe WTRU. In general, P_(max)≤P_(F). The precoding weight vectorincludes two parts: the amplitude information and phase information.

If P_(tot)>P_(max), the WTRU may first perform the maximum powerscaling. Otherwise, the following step is performed. If P>P_(H), theWTRU may disregard the amplitude component of the precoding weightvector indicated by the NodeB and apply the phase component of thisprecoding weight vector. For example, if the precoding weight vector isdenoted as w=√{square root over ([1−α²)} αe^(jθ)]^(T) where α is theamplitude information and θ is the phase information, the new precodingweight vector that is to be applied by the WTRU may just have phaseinformation, i.e.,

$w = {{\sqrt{\frac{1}{2}}\left\lbrack {1\mspace{14mu} e^{j\;\theta}} \right\rbrack}^{T}.}$The NodeB receiver may differentiate which precoding weight vector wasapplied at the WTRU by testing two hypothesis. If P≤P_(H), the WTRU mayfollow the precoding weight vector indicated by the NodeB.

Embodiments for calculating a normalized remaining power margin (NRPM)for E-TFC restriction are disclosed hereafter.

Due to the introduction of the second DPCCH in a WTRU transmitter, whencalculating an NRPM, the power overhead of the second DPCCH may be takeninto account. In addition, since the second DPCCH may be gated, theDPCCH gating cycle may also be taken into account.

With the second DPCCH, the NRPM for E-TFC candidate j may be calculatedas follows:NRPM_(j)=(PMax_(j) −P _(DPDCH) −P _(DPCCH1,target) −P _(DPCCH2) −P_(HS-DPCCH) −P _(E-DPCCH,j))/P _(DPCCH1,target),  Equation (24)where DPCCH1 is the primary DPCCH that is precoded together withHS-DPCCH, E-DPCCH, DPDCH, and E-DPDCHs, and DPCCH2 is the secondaryDPCCH.

If DPCCH2 is transmitted together with DPCCH1, P_(DPCCH2) may beestimated based on P_(DPCCH1,target) and a gain factor γ signaled from ahigher layer. For example, P_(DPCCH2) may be calculated as follows:P _(DPCCH2)=γ² ×P _(DPCCH1,target).  Equation (25)

If gated DPCCH2 is enabled, the following embodiments may be used tocalculate P_(DPCCH2). In one embodiment, the estimated DPCCH2 transmitpower P_(DPCCH2) may be calculated based on P_(DPCCH1,target), a gainfactor γ signaled from a higher layer, and the number of slots (N) thatis not DTXed within the TTI for the next upcoming transmission. Forexample, P_(DPCCH2) may be calculated as follows:P _(DPCCH2)=(N/N _(TTI))×γ² ×P _(DPCCH1,target),  Equation (26)where N_(TTI)=3 for 2 ms TTI, N_(TTI)=15 for 10 ms TTI.

In another embodiment, the estimated DPCCH2 transmit power P_(DPCCH2)may be calculated based on P_(DPCCH1,target), a gain factor γ signaledfrom a higher layer, and DPCCH2 DTX cycle which is defined as the ratiobetween the number of transmitted or non-DTXed DPCCH2 slot N_(tx) andthe number of slots N_(frame) of one radio frame. For example,P_(DPCCH2) may be calculated as follows:P _(DPCCH2)=(N _(tx) /N _(frame))×γ² ×P _(DPCCH1,target),  Equation (27)wherein N_(frame)=15.

In another embodiment, the estimated DPCCH2 transmit power P_(DPCCH2)may be calculated based on P_(DPCCH1,target), and a gain factor γsignaled from a higher layer. For example, P_(DPCCH2) may be calculatedas follows:P _(DPCCH2)=γ² ×P _(DPCCH1,target).  Equation (28)

In another embodiment, the estimated DPCCH2 transmit power P_(DPCCH2)may be set to zero.

Embodiments for UE power headroom (UPH) measurements are disclosedhereafter. Due to the introduction of the second DPCCH in the uplinkclosed-loop transmit diversity scheme, the conventional UPH measurementprocedure needs to be modified.

In one embodiment, the UPH calculation may take the second DPCCH intoaccount for the slots for which the second DPCCH is not DTXed. For eachactivated uplink frequency, the UPH, which is the ratio of the maximumWTRU transmission power (P_(max,tx)) and the DPCCH code power, may becalculated as follows:UPH=P _(max,tx)/(P _(DPCCH1) +P _(DPCCH2)),  Equation (29)where P_(DPCCH1), P_(DPCCH2) are the transmitted code power on theDPCCHs before precoding. For the slots where DPCCH2 is DTXed,P_(DPCCH2)=0.

In another embodiment, the UPH calculation may take the first DPCCH intoaccount as the NodeB may calculate the true UPH based on the gain factorγ and DPCCH2 DTX cycle for scheduling purpose. The UPH may be calculatedas follows:UPH=Pmax,tx/P _(DPCCH1).  Equation (30)

In another embodiment, the UPH calculation may take the second DPCCHinto account even for the slots for which the second DPCCH is DTXed. TheUPH may be calculated as follows:UPH=P _(max,tx)/(P _(DPCCH1) +P _(DPCCH2))=UPH=P _(max,tx)/((1+γ²)P_(DPCCH1)).  Equation (31)

The reported UPH may be an estimate of the average value of the UPH overa certain period.

Embodiments for supporting enhanced phase reference operation in HSUPACLTD and UL MIMO are disclosed hereafter.

When high data rates are used on the E-DPDCH, the conventional highspeed uplink packet access (HSUPA) uplink system supports enhanced phasereference, such that the E-DPCCH transmit power is boosted. For HSUPAwith closed-loop transmit diversity or MIMO multi-stream operations, anenhanced phase reference may be supported to achieve improved high datarate phase reference performance.

For CLTD and MIMO HSUPA, a second pilot, (e.g., second DPCCH), may betransmitted to assist the serving NodeB in determining the precodingweights to be fed back to the WTRU. The transmit power of the secondDPCCH may be boosted in order to have more accurate channel estimationfor precoding vector generation and/or an enhanced phase reference forthe second stream.

The first DPCCH may be precoded using the same precoding vector as theE-DPDCHs, and the second DPCCH may be precoded using a differentprecoding vector. For the multi-stream MIMO case, the second DPCCH maybe encoded.

In order to improve the demodulation performance of an E-DPDCH for highdata rate transmissions, the E-DPCCH transmit power may be boosted inHSUPA CLTD and/or MIMO HSUPA. In this case, the unquantized second DPCCHgain factor for the i-th E-TFC, β_(sc,i,uq) may be calculated asfollows:

$\begin{matrix}{{\beta_{{sc},i,{uq}} = {\gamma \cdot \beta_{c} \cdot \sqrt{1 + \left( \frac{\beta_{{ec},i,{uq}}}{\beta_{c}} \right)^{2}}}},} & {{Equation}\mspace{14mu}(32)}\end{matrix}$where γ is the scaling factor such that the second DPCCH gain factorβ_(sc)=γ·β_(c) when enhanced phase reference is not enabled, β_(sc,i,uq)is defined and calculated as in 3GPP TS 25.214. β_(sc,i,uq) may befurther quantized according to a predefined quantization table.

In another embodiment, β_(sc,i,uq) may be calculated based on quantizedE-DPCCH gain factor β_(ec,i) for the i-th E-TFC, as follows:

$\begin{matrix}{\beta_{{sc},i,{uq}} = {\gamma \cdot \beta_{c} \cdot {\sqrt{1 + \left( \frac{\beta_{{ec},i}}{\beta_{c}} \right)^{2}}.}}} & {{Equation}\mspace{14mu}(33)}\end{matrix}$

In another embodiment, β_(sc,i,uq) may be calculated as follows:

$\begin{matrix}{{\beta_{{sc},i,{uq}} = {\gamma \cdot \beta_{c} \cdot \sqrt{\frac{\sum\limits_{k = 1}^{k_{\max,i}}\left( \frac{\beta_{{ed},i,k}}{\beta_{c}} \right)^{2}}{10^{\frac{\Delta_{T_{2}{TP}}}{10}}}}}},} & {{Equation}\mspace{14mu}(34)}\end{matrix}$where Δ_(T2TP) is signaled by higher layers and is defined in 3GPP TS25.213, β_(ed,i,k) is the E-DPDCH gain factor for the i-th E-TFC on thek-th physical channel, and k_(max,i) is the number of physical channelsused for the i-th E-TFC.

In all the above embodiments, the second DPCCH gain factor may becalculated dynamically and may be based on the data traffic.Alternatively, the boosted second DPCCH gain factor may be setsemi-dynamic, for example, as follows:β_(sc)=γ_(bost)·β_(c),  Equation (35)where γ_(boost) may be signaled via RRC signaling and γ_(boost)>γ.

In another embodiment, the first DPCCH transmit power may be boosted toimprove the E-DPDCH demodulation performance for high data ratetransmissions. In this case, the unquantized second DPCCH gain factorfor the i-th E-TFC, β_(,sc,i,uq) may be calculated as follows:

$\begin{matrix}{\beta_{{sc},i,{uq}} = {\gamma \cdot {\sqrt{\frac{\sum\limits_{k = 1}^{k_{\max,i}}\left( \beta_{{ed},i,k} \right)^{2}}{10^{\frac{\Delta_{T_{2}{TP}}}{10}}}}.}}} & {{Equation}\mspace{14mu}(36)}\end{matrix}$

Alternatively, the boosted DPCCH gain factor may be calculated first asfollows:

$\begin{matrix}{{\beta_{c,{boost}} = \sqrt{\frac{\sum\limits_{k = 1}^{k_{\max,i}}\left( \beta_{{ed},i,k} \right)^{2}}{10^{\frac{\Delta_{T_{2}{TP}}}{10}}}}},} & {{Equation}\mspace{14mu}(37)}\end{matrix}$and then the second DPCCH gain factor may be calculated based on theboosted DPCCH gain factor as follows:β_(sc)=γ·β_(c,boost).  Equation (38)

In the embodiments described above, the second DPCCH power is boosted toachieve more accurate channel estimates to improve weight generationperformance for CLTD and/or an enhanced phase reference for the secondstream for MIMO operation.

For CLTD operation, instead of boosting the second DPCCH transmit power,the second DPCCH slots may be transmitted more frequently in the modewhere enhanced phase reference is required than normal mode, given thefact that the CLTD transmitter structure allows the second DPCCH to beDTXed in certain slots. This may be done by adjusting the second DPCCHgating pattern. FIG. 21 shows an example second DPCCH gating pattern forenhanced phase reference. In FIG. 21, compared to the second DPCCHgating pattern for normal phase reference, one additional second DPCCHslot is transmitted on the slot right before the non-DTXed slot of thesecond DPCCH gating cycle for normal phase reference. The two secondDPCCH slots in one gating cycle for enhanced phase reference may be bothused at the NodeB for weight generation.

The combination of the enhanced second DPCCH gating pattern and boostingthe second DPCCH power may be used.

In another embodiment, the second DPCCH may use longer pilot bits ifenhanced phase reference from the second DPCCH is needed, and the samesecond DPCCH transmit power may be used as the normal phase reference.For example, the second DPCCH may include 6 or 8 pilot bits for normalphase reference, and a second DPCCH with 10-bit pilot may be used forenhanced phase reference.

In another embodiment, a third pilot channel DPCCH3 may be transmitted,which is precoded with the same precoding vector applied to the secondDPCCH when enhanced phase reference from the second DPCCH is needed.FIG. 22 shows an example transmission of the third DPCCH for enhancedphase reference assistance. DPCCH, E-DPDCH, E-DPCCH, DPDCH, and/orHS-DPCCH are precoded by a precoding block 2202, and S-DPCCH and thethird DPCCH (DPCCH3) are precoded by a precoding block 2204, and eachprecoded antenna components are added by combiners 2206, 2208 and thensent to the corresponding antennas.

The gain factor β_(c3) applied to DPCCH3 may be calculated as follows:β_(c3)=γ·β_(ec).  Equation (39)

For MIMO operation, the second DPCCH may be transmitted with all secondstream E-DPDCH transmissions to provide a phase reference for detection.For MIMO operation, a second E-DPCCH may be sent on the second streamwith the second stream E-DPDCH as a phase reference for detection. Acombination of the second DPCCH and the second E-DPCCH may be used toimprove the second stream phase reference for the E-DPDCH detection bycombining the two reference signals. This combination for improved phasereference may be used if the second DPCCH is transmitted every E-DPDCHtransmission or it is transmitted with a gating pattern as describedabove for the CLTD case.

In another embodiment for CLTD where the accuracy of the channelestimation for precoding estimation need not be any better than that forlower modulation, where boosting is not used, the transmission power ofthe second DPCCH may be lowered when the power of the E-DPCCH is boostedto enable better channel phase estimation for higher modulationdetection. As the power of the E-DPCCH is boosted, the quality of thechannel estimation for both modulation detection and precodingestimation would be improved. If the improved channel estimation is notnecessary for the network to choose the precoding matrix, the secondDPCCH power may be lowered while maintaining the precoding matrixaccuracy. This de-boosting may be achieved by any of the embodimentsdescribed above for the boosting, except that the value chosen for γ orγ_(boost) would yield a decrease in transmission power instead of anincrease.

FIG. 23 shows an example implementation of the second DPCCH gatingpattern to mitigate phase discontinuity. The precoding weight change maycause phase discontinuity of the estimated effective channel to be usedby the E-DPDCH demodulation since filtering on channel estimate over afew slots is needed. To mitigate this phase discontinuity problem,depending on the PCI feedback cycle and the time when the WTRU appliesthe PCI, the second DPCCH gating pattern may be designed such that Nsuccessive second DPCCH slots may be present in which the last secondDPCCH slot may be the slot when the WTRU applies a PCI. These Nsuccessive second DPCCH slots may be used at the serving NodeB fordemodulation as well, in addition to weight generation. Therefore, thesecond DPCCH slots power may be boosted to the same as the first DPCCHs.

Although features and elements are described above in particularcombinations, one of ordinary skill in the art will appreciate that eachfeature or element can be used alone or in any combination with theother features and elements. In addition, the methods described hereinmay be implemented in a computer program, software, or firmwareincorporated in a computer-readable medium for execution by a computeror processor. Examples of computer-readable media include electronicsignals (transmitted over wired or wireless connections) andcomputer-readable storage media. Examples of computer-readable storagemedia include, but are not limited to, a read only memory (ROM), arandom access memory (RAM), a register, cache memory, semiconductormemory devices, magnetic media such as internal hard disks and removabledisks, magneto-optical media, and optical media such as CD-ROM disks,and digital versatile disks (DVDs). A processor in association withsoftware may be used to implement a radio frequency transceiver for usein a WTRU, UE, terminal, base station, RNC, or any host computer.

The invention claimed is:
 1. A wireless transmit/receive unit (WTRU)comprising: a processor operatively coupled to a transceiver, theprocessor and the transceiver configured to transmit a first physicalrandom access channel (PRACH) preamble to a base station using a firstbeam at a first power level; the processor and the transceiver furtherconfigured, on a condition that the transceiver receives an indicationthat the first PRACH preamble was received by the base station, totransmit data; and the processor further configured, on a condition thatthe indication was not received, to select the first beam or a secondbeam to use for a second PRACH preamble, wherein the first and secondbeams are different beams, wherein: the processor and transceiver arefurther configured, on a condition that the first beam is selected, toincrease a transmission power level of the second PRACH preamble by apower ramp step to a second power level, and to transmit the secondPRACH preamble using the first beam at the second power level; and theprocessor and transceiver are further configured, on a condition thatthe second beam is selected, to not increase the transmission powerlevel of the second PRACH preamble by the power ramp step, and totransmit the second PRACH preamble using the second beam.
 2. The WTRU ofclaim 1, wherein the transceiver is further configured to receive powercontrol commands for an uplink data channel, an uplink control channeland an uplink sounding signal, wherein a power control loop for theuplink sounding signal is different from an uplink power control loopfor the uplink data channel.
 3. The WTRU of claim 2, wherein theprocessor and the transceiver are further configured to transmit theuplink control channel, wherein the uplink control channel has aduration less than a slot.
 4. The WTRU of claim 2, wherein the uplinkcontrol channel is transmitted using a plurality of antennas.
 5. TheWTRU of claim 1, wherein the first beam is generated using beamformingweights.
 6. The WTRU of claim 1, wherein the second beam is generatedusing beamforming weights.
 7. The WTRU of claim 1, wherein the firstPRACH preamble is different from the second PRACH preamble.
 8. The WTRUof claim 1, wherein the second PRACH preamble is transmitted using thefirst power level.
 9. The WTRU of claim 1, wherein the second PRACHpreamble is transmitted using a third power level.
 10. The WTRU of claim1, wherein the second PRACH preamble is transmitted to another basestation.
 11. A method for use in a wireless transmit/receive unit(WTRU), the method comprising: transmitting, by the WTRU, a firstphysical random access channel (PRACH) preamble to a base station usinga first beam at a first power level; on a condition that the WTRUreceives an indication that the first PRACH premable was received by thebase station, transmitting, by the WTRU, data; and on a condition thatthe indication was not received, selecting, by the WTRU, the first beamor a second beam to use for a second PRACH preamble, wherein the firstand second beams are different beams, wherein: on a condition that thefirst beam is selected, increasing, by the WTRU, a transmission powerlevel of the second PRACH preamble by a power ramp step to a secondpower level, and transmitting, by the WTRU, the second PRACH preambleusing the first beam at the second power level; and on a condition thatthe second beam is selected, not increasing, by the WTRU, thetransmission power level of the second PRACH preamble by the power rampstep, and transmitting, by the WTRU, the second PRACH preamble using thesecond beam.
 12. The method of claim 11, further comprising: receiving,by the WTRU, power control commands for an uplink data channel, anuplink control channel and an uplink sounding signal, wherein a powercontrol loop for the uplink sounding signal is different from an uplinkpower control loop for the uplink data channel.
 13. The method of claim12, further comprising: transmitting, by the WTRU, the uplink controlchannel, wherein the uplink control channel has a duration less than aslot.
 14. The method of claim 12, wherein the uplink control channel istransmitted using a plurality of antennas.
 15. The method of claim 11,wherein the first beam is generated using beamforming weights.
 16. Themethod of claim 11, wherein the second beam is generated usingbeamforming weights.
 17. The method of claim 11, wherein the first PRACHpreamble is different from the second PRACH preamble.
 18. The method ofclaim 11, wherein the second PRACH preamble is transmitted using thefirst power level.
 19. The method of claim 11, wherein the second PRACHpreamble is transmitted using a third power level.
 20. The method ofclaim 11, wherein the second PRACH preamble is transmitted to anotherbase station.